Recognition of the central role humans now occupy in the biosphere has led to calls for the definition of a new geologic epoch, the Anthropocene (Crutzen 2002). In ecology, this has corresponded with interest in novel ecosystems (e.g., human-created habitats or species assemblages), conservation within working landscapes, and moving from an equilibrium-based model of ecological dynamics to one that integrates complex interactions, change, and co-adaption with social systems (Corlett 2015, Folke et al. 2016). Such systems are generally referred to as coupled human and natural systems (CHANS), social-ecological systems (SES), or human-environment systems (Liu et al. 2007). Coupled human and natural systems are characterized by heterogeneity, cross-scale interactions, feedback loops, and dramatic shifts between multiple quasi-equilibrium states when certain thresholds are crossed, resulting in complex nonlinear dynamics that hamper predictions of system behavior (Costanza et al. 1993, Schlüter et al. 2012, Folke et al. 2016).
Resilience theory has come to dominate the CHANS literature as a way to promote sustainability by managing for resilience in the face of this uncertainty (Brown 2014, Folke et al. 2016, Allen et al. 2018). The interdisciplinary nature of resilience theory within CHANS has resulted in diverse theoretical contributions and frameworks (reviewed in Folke 2006 and Folke et al. 2016). Resilience has been defined in multiple ways (Quinlan et al. 2015, Angeler and Allen 2016) with ongoing debate (c.f. Hodgson et al. 2015 and responses). “Ecological resilience” is the magnitude of disturbance a system can withstand and maintain critical relationships and functions (Quinlan et al. 2015). “Engineering resilience” focuses on stability, measured by resistance (how much the system changes in response to disturbance) and recovery (the speed with which a system returns to prior condition afterward; Holling 1996). In the CHANS literature, resilience is generally equated with the concept of ecological resilience but can be expanded to include social adaptability (e.g., learning; Quinlan et al. 2015, Angeler and Allen 2016). A consensus definition is emerging based on commonalities that broadly equates resilience as a system’s capacity to persist or maintain function following disturbance, with stability an aspect of resilience that can be quantified as resistance and recovery (Hodgson et al. 2015, Quinlan et al. 2015, Angeler and Allen 2016, Ingrisch and Bahn 2018). Several mechanisms have been proposed for fostering resilience of CHANS including managing diversity, connectivity, slow variables, feedbacks, and creating social networks and institutions that emphasize co-adaptation, learning, broad participation, and polycentric governance (Biggs et al. 2015).
One foundational hypothesis of resilience theory posits that resilience increases when stability is created by the diversity of agents and the linkages between them (Holling 1996, Walker et al. 2006). Diversity of agents (e.g., species or stakeholders) enhances system function if each plays a different role in the provisioning of services (functional diversity). Even when agents play the same role (functional redundancy), they can enhance resilience by responding differently to disturbance (response diversity; Elmqvist et al. 2003, Leslie and McCabe 2013) because diverse responses reduce the risk of losing functions if one agent type in the system fails (the portfolio effect; Hooper et al. 2005). Resilience theory arose in part from studies of how diversity in biological communities creates overall system resilience, even though individual system components (e.g., species populations) may be highly variable (Holling 1973, Folke 2006). However, research on functional and response diversity in other ecological and social systems is lacking (Walker et al. 2006, Leslie and McCabe 2013, Kotschy et al. 2015, Hruska et al. 2017). The application of resilience theory to CHANS has consequently been criticized as being inappropriately applied to fundamentally different systems as an overly theoretical metaphor without empirical validation (Olsson et al. 2006, Brown 2014, Kotschy et al. 2015, Angeler and Allen 2016) Quantitatively evaluating whether or not other kinds of ecological and social diversity promote function and resilience is necessary to establish the validity of the diversity-resilience hypothesis within a scientific theory of CHANS (Walker et al. 2006, Kotschy et al. 2015, Angeler and Allen 2016).
We examined the influence of functional and response diversity of natural and social agents on the dynamics and resilience of a network of irrigation and freshwater wetlands in California’s rangelands to a historic drought (Fig. 1). Over 90% of California wetlands have been destroyed since 1850, mostly in the Central Valley (Lemly et al. 2000). In the adjacent foothills of the Sierra Nevada, however, numerous small (typically < 1 ha) wetlands have been created, mostly on private lands that are comprised of large and small ranches in open oak (Quercus spp.) savannah and seasonal grasslands, rice (Oryza sativa) farms, and exurban and suburban residences (Richmond et al. 2010). Landowners create wetlands by irrigating and dry them by draining or reducing irrigation. Water is provisioned to landowners chiefly by two regional irrigation districts, which are governed by locally elected officials and respond to regulations and requirements from other state agencies. The irrigation districts deliver surface water to landowners from reservoirs that are fed by snowmelt from the peaks of the Sierra Nevada; the region does not overlie any major groundwater aquifer, and wells generally produce water only for household use (Huntsinger et al. 2017). Small wetlands provide important ecosystem services disproportionate to their size (Blackwell and Pilgrim 2011, Palta et al. 2017), exemplified in this CHANS by providing habitat for the California Black Rail (Laterallus jamaicensis coturniculus; hereafter Black Rail), a threatened bird experiencing population declines (Van Schmidt et al. 2019). This population was only discovered in 1994, although genetic evidence suggests a historic presence of this secretive bird in the region (Girard et al. 2010). Black Rail density is greater in foothills wetlands than in the larger wetlands of the San Francisco Bay, the only other population in northern California (Girard et al. 2010). Unfortunately, foothills wetlands also provide ecosystem disservices as habitat for mosquitoes that carry West Nile virus (WNV), an emerging infectious disease that threatens people and rails. Rail metapopulation dynamics, and potentially WNV transmission risk, are affected by the number, size, and persistence of wetlands (Risk et al. 2011, Van Schmidt et al. 2019, Van Schmidt and Beissinger 2020). Our study included three years (2013-2015) of historically severe drought (Diffenbaugh et al. 2015), bookended by wetter years (2012, 2016).
We tested whether functional and response diversity affected the CHANS’ function and resilience to this historic drought. Our goal is not to conclusively demonstrate whether social and ecological diversity creates resilience in CHANS generally, which requires assessment across numerous components of many systems; rather, we seek to advocate for a research agenda that could address components of that question by (1) illustrating a framework for empirically quantifying different types of diversity in CHANS, and (2) assessing its utility for understanding the resilience dynamics of the Sierra foothills irrigation-wetlands CHANS. Following Quinlan et al.’s (2015) recommendations, we used a multi-scale, hybrid approach to quantify resilience by combining metrics with a holistic assessment of system dynamics. We combined remote sensing, field surveys of wetlands, and a mail survey sent to landowners to quantify two types of diversity, i.e., wetland hydrological diversity and landownership motivation diversity, and determine their influence on five aspects of this CHANS: wetland abundance, wetland saturation, landowner irrigation behavior, Black Rail dynamics, and WNV transmission risk. Because CHANS operate across multiple scales, we define resilience at three scales: (1) individual wetlands maintaining ecosystem functions; (2) landowners maintaining wetlands; and (3) system-wide maintenance of water and wetlands sufficient for persistence of Black Rails and landowner livelihoods. Quantifying overall resilience of an entire CHANS is likely impossible, necessitating the assessment of the specific resilience of focal system components to focal disturbances (Quinlan et al. 2015, Angeler and Allen 2016, Allen et al. 2018). We focused on two dimensions of resilience to drought: (1) water availability, because irrigation water shortages are an important concern of landowners (Huntsinger et al. 2017); and (2) the occupancy dynamics of rails because wetland habitat goals in central California focus on waterbirds and perennially saturated wetlands (Duffy and Kahara 2011), which are critical for the survival of Black Rails in the foothills (Van Schmidt et al. 2019). The Black Rail is a suitable focus for resilience because it is a wetland habitat specialist threatened at state and federal levels, making it useful as an indicator species.
We mapped all emergent wetlands > 5 x 5 m within our study area, i.e., California’s Sierra Nevada foothills EPA zone III eco-region (US Environmental Protection Agency 2013) in Yuba, Nevada, and southern Butte counties, by manually interpreting summer 2013 GeoEye-1 0.4 m imagery in Google Earth 7.1.5 (Appendix 1). Each wetland’s geomorphology was classified as slope (shallow hillside flow), pond fringe, fluvial, rice fringe, irrigation ditch, or waterfowl impoundment.
We combined historic imagery and field data to determine the water sources of 934 wetlands (53% of 1760 total wetlands, including all wetlands on survey respondents’ properties; Appendix 1). All statistical analyses included only wetlands whose water sources were known. We estimated the number and total area of the remaining 826 wetlands that were supported by each water source based on the sampled sites (Appendix 1).
To assess the effects of water source on wetland hydrology, we resurveyed n = 117 wetlands for 14 periods: in the early wet season (January 8-27), late wet season (March 22-25), early dry season (May 17-June 20), and late dry season (July 15-August 15) from summer 2013-2016. At each visit, we estimated the percent wetness (areal percent of wetland saturated with water) using a map of aerial imagery. Not all wetlands could be sampled in all time periods because of access restrictions; we discarded any sites that were not visited ≥ 5 times in both the dry and wet season, leaving n = 1343 observations. We compared the frequency drying out (≤ 5% wetness) at least once during the drought between sites with only one versus two water sources using a χ² test (R base package “stats”). We fit Tobit regressions (Tobin 1958) in the R package “censReg” (v 0.5.26) to estimate the expected percent wetness of wetlands during each period (Appendix 1, Table A1.1). We excluded the impoundments (large, intensively managed waterfowl hunting wetlands found only in the Central Valley) from this analysis because they had complex management cycles of water drawdowns, planting, and re-flooding. For reference, we present the prior 100 days’ precipitation for the mean date of each sampling period, obtained from CIMIS weather station #84 near the center of our study area.
In 2013-2014, we mailed a survey on land and water management, based on the Dillman Total Design method (Dillman et al. 2014), to a selection of regional landowners with properties ≥ 1.2 ha stratified by property size (see Huntsinger et al. 2017 for the survey). We sent surveys to n = 862 valid addresses, including 129 non-randomly selected landowners that were cooperators with our field research. There were n = 470 surveys returned (a 55% response rate), including 64 from non-random landowners. From 2013-2016, we also conducted 51 interviews with landowners and irrigation district employees about water management, which helped inform survey design and interpret responses. Data collection protocols for human subjects were approved by Committee for the Protection of Human Subjects (UCB-IRB protocol #2011-06-3324).
Social functional diversity can be conceptualized in CHANS as diversity of actor groups that perform different functions, and disparate livelihoods are expected to enhance CHANS’ resilience by exhibiting response diversity to shocks to production (Walker et al. 2006, Kotschy et al. 2015, Grêt-Regamey et al. 2019). We used factor analysis to quantify social diversity by identifying six landowner typologies based on reported motivations for owning land, which has often been used to examine connections between motives and behavior (Ferranto et al. 2013, Sorice et al. 2014). We focused on diversity of motivations for owning land because this region is a epicenter of urban out-migration, with exurban development for retirees, commuters, recreational vacation homes, and others replacing local grazing economies over the past several decades (Walker et al. 2003, Huntsinger et al. 2017). Our survey asked respondents to score 20 reasons for owning land from 1 “not important at all” to 4 “very important.” We identified landowner typologies from n = 354 respondents who scored all the 20 reasons by performing a factor analysis, which finds linear relationships (factor loadings) between observed variables of interest (the reported reasons) and a smaller number of unobserved factors (the typologies). We assigned each landowner to the typology for which they had the highest standardized factor loadings and labeled each typology based on shared characteristics of the subset of the 20 reasons.
We subsequently used these typologies in statistical tests (Appendix 1) for differences among respondents in their number of water features (functional diversity) and responses to drought reported in the survey (response diversity; Table A1.2) using stated preference methods as per Johnston et al. (2017).
We surveyed 237 wetlands for occupancy of Black Rails up to three times each summer from 2012-2016 using established broadcast survey methods (for details see Richmond et al. 2010). We assessed the impact of water source diversity on the Black Rail metapopulation by fitting a multi-season occupancy model (MacKenzie et al. 2003) in Program PRESENCE v11.7 and assessing model fit with AIC (Appendix 1). Area and year were also included as occupancy covariates in the best model (Appendix 1, Table A1.3). We used AIC weights to calculate model-averaged estimates of occupancy in each year for an average wetland with each of the three water sources (Appendix 1, Table A1.4). We then used 95% confidence intervals calculated via the delta method to determine if there were significant differences in Black Rail occupancy throughout the drought for irrigated, natural, or both-source wetlands.
We trapped mosquitoes at 63 wetlands from June-October, 2012-2014 (4710 trap/nights) and estimated WNV prevalence (probability of a mosquito testing positive for WNV) with genetic testing (Appendix 1, Table A1.5). We estimated WNV transmission risk at each wetland as the mean abundance of WNV-infected Culex spp. (the main WNV vectors) per trap/night. We used ANCOVAs to test for effects of water source on WNV risk while controlling for wetland size (Appendix 1, Fig. A1.1).
We identified 1760 wetlands totaling 644.863 ha (Fig. 2) and quantified their hydrologic diversity based on water sources as natural-only (15% of sites), irrigation-only (62%), or both-source (24%). Most irrigated wetlands were created by inefficiencies and benign neglect, with 74% fed by leaks from ditches or ponds, oversaturated pasture or rice, or runoff (Fig. 3a). Wetlands were generally small (median = 0.090 ha, range: < 0.001-11.459 ha), but both-source wetlands were significantly larger (median ± SE = 0.284 ± 0.053 ha) than irrigation-only (0.168 ± 0.015 ha) and natural-only wetlands (0.076 ± 0.007 ha; Kruskal-Wallis n = 934, χ² = 62.98, with post-hoc Nemenyi pairwise tests with all p < 0.01). By increasing wetland size, irrigation also increased wetness; wetlands were 7.6% wetter on average with each 10-fold increase in size, presumably because they were fed by larger water sources with greater inertia (Appendix 1, Table A1.1).
Wetlands with diverse water sources were more resistant to drought. Sites with both water sources dried out (18.9 ± 0.7% SE) significantly less frequently (χ² = 6.25, p = 0.01) compared to sites with only one water source (42.2 ± 0.8%). The AIC model selection showed water source, but not wetland size, altered seasonal cycles of wetness during drought (Appendix 1, Table A1.1). In a non-drought year (2016), wetness varied little among sites with different water sources across seasons, whereas during the drought wetlands showed a diversity of drying cycles depending on hydrological sources, illustrating response diversity (Fig. 3b). Natural wetlands had seasonal drying with winter-wet water cycles: they stayed wet during California’s rainy Mediterranean winter but dried in the summer dry season (and other periods of low rainfall) during the drought (Fig. 3b). Irrigation-only wetlands had less dramatic fluctuations but exhibited reverse-cycle seasonality: they were driest during the normally wet winter, when irrigation delivery generally ceased and ditches filled only from rain (Fig. 3b). Some irrigation-only wetlands also dried in the summer when irrigation ceased, possibly due to water conservation by landowners. Impoundments (a few large waterfowl hunting wetlands found only in the Central Valley) were excluded from this analysis because they had complex management cycles of water drawdowns, planting, and re-flooding.
A diversity of water sources increased wetland resilience because sources responded differently to disturbance, exemplifying the portfolio effect. When irrigation water entered natural wetlands, it increased their resistance to drought by keeping them saturated because of differences in the timing of drying between the two water sources. Irrigation systems in California were engineered to alter the timing of water availability by storing precipitation in reservoirs to complement natural Mediterranean water cycles. The resulting reverse-cycle seasonality of irrigated wetlands mimics some historic Central Valley wetlands, which were fed by summer Sierra Nevada snowmelt. These have been disproportionately lost, creating a landscape with a higher proportion of winter-wet seasonal wetlands today than it had historically (Duffy and Kahara 2011). Thus, the transformation from a natural system to a CHANS has added human-created hydrological diversity by creating a quasi-novel ecosystem within the foothills that may be able to functionally mitigate the loss of natural hydrological diversity within the Central Valley. As in biological communities, adding variability to the system at one scale (individual water sources) increased system stability at a broader scale (individual wetlands; Holling 1996). Although individual wetlands may re-saturate after drying (analogous to studies of resilience in community ecology showing populations of individual species fluctuating), severe drought may disturb water availability sufficiently to permanently disrupt the CHANS’ ability to maintain functions at the landscape scale (e.g., by extirpating species). Next, we quantify social diversity, and return later to examine if resistance to drying created by hydrological diversity affected the ability of wetlands to maintain function throughout the drought.
Landowners are responsible for wetlands in this region because 93% of wetlands occur on private land (Fig. 1). Our factor analysis quantified social diversity as six landowner typologies based on motivations for owning land (Table 1). These included profit-oriented agricultural production (profit, 16% of respondents); family, tradition, and a sense of belonging to the land (tradition, 17%); the lifestyle associated with rural life (lifestyle, 17%); environmental and wildlife protection (environment, 15%); vacation and recreational use (recreation, 20%); and financial investment (investment, 15%). There were no significant differences among typologies in property size (range: 1.2-3237.5 ha, F5,324 = 0.97, p = 0.43), household income (F5,293 = 1.44, p = 0.21), or age (F5,325 = 0.57, p = 0.72).
Functional redundancy was prevalent among landowner typologies. All typologies provided some irrigation, and many types exhibited similar water management (Fig. 4a, b). However, there was some functional diversity with different typologies having different types of wetlands. Compared to the other three typologies, in general, tradition-motivated landowners had more natural-fed wetlands, profit-motivated landowners had more irrigation-fed wetlands, and recreation-motivated landowners had more of both types of wetlands (Fig. 4a). There was substantial variation within typologies in the number of wetlands on their properties (Appendix 1, Fig. A1.2). Most landowners had no wetlands, and a few had many (excluding an outlier, wetlands per property ranged 0-6 for natural-fed wetlands and 0-32 for irrigation-fed wetlands). One outlier ranch had 138 irrigated wetlands, most of which were waterfowl impoundments, which strongly influenced the number of irrigation-fed wetlands of recreation-motivated landowners. Although typical of hunting ranches in the Central Valley, recreation-motivated landowners elsewhere in the foothills had few irrigation-fed wetlands.
Overall, profit-motivated landowners had more irrigated water features (Fig. 4a) and were likelier to have created one recently (Fig. 4b). However, profit- and tradition-motivated landowners were likelier to fix leaks or reuse tailwater, actions that eliminate wetlands (Fig. 4b), possibly because these two typologies were more often ranchers or farmers (F5,324 = 15.65, p < 0.001). All six typologies showed within-group variation in management and responses to drought (Fig. 4b, c), with many actions being taken by roughly half of the landowners and not taken by the other half.
Redundancy in functional groups can help maintain system function if responses to disturbance differ (Hooper et al. 2005). We quantified social response diversity by examining how landowners indicated they would respond to water cutbacks, which can be mandated by irrigation districts. In response to the drought, irrigation districts banned runoff beyond property boundaries and dried wetlands by fixing irrigation ditch leaks. Irrigation districts either ceased winter water sales during the drought’s peak, or permanently stopped them. Summer water cutbacks were nearly implemented, which reduced the amount of water delivered to landowners by 20-50% (Van Schmidt et al. 2019). Landowners can adjust how they use water or fix infrastructure but cannot readily adjust the amount of water they purchase from water districts and need to use their full allocation to retain it (Huntsinger et al. 2017). Landowners said they would respond to water cutbacks by reducing water to pastures (31% of respondents), reusing runoff (8%), and repairing leaks (6%), which would affect up to 69% of the region’s wetlands that were fed by these sources.
Landowner adaptation to hypothetical water cutbacks showed response diversity (Fig. 4c). Profit-motivated landowners were the most likely, and investment-motivated the least likely to take actions that would dry wetlands (i.e., reduce irrigation), such as repairing leaks, recycling runoff, or cutting irrigation to pasture (Appendix 1, Table A1.2). Although profit-motivated landowners had more water features (Fig. 4a), they were also more likely to state they would reduce irrigation should water be cut back (Fig. 4c). Other landowner types were likelier to maintain their water use under cutbacks, possibly because they purchased more water than they needed to maintain their water allocation, whereas profit-motivated landowners may be more fully utilizing their allocation (Huntsinger et al. 2017). Similarities between other typologies suggest that future studies could improve quantification of social diversity by grouping typologies that appeared functionally equivalent.
Our results suggest the CHANS benefits from a mix of economically motivated and non-economically motivated landowners. Under normal conditions with adequate rainfall, profit-motivated landowners irrigated more wetlands than other landowner types. Under disturbance conditions (i.e., drought and water cutbacks), however, profit-motivated landowners would reduce water to wetlands, whereas other landowner types would continue providing irrigation. This illustrates the value of response diversity even when one agent type performs best outside of disturbance conditions (Elmqvist et al. 2003). Thus, landowner diversity increases system function and resilience over time given oscillating environmental conditions, with some types performing better during drought and some during non-drought conditions.
Landowner diversity can be undermined by severe water shortages. Profit-motivated landowners, who earn a higher percentage of their income from their land than other types (F5,317 = 6.736, p < 0.001), were significantly more likely to suffer economic hardship, sell their land, or change livelihoods in response to water cutbacks (Fig. 4c; Appendix 1, Table A1.2), potentially resulting in property turnover, reallocation of water, and shifting land use. The social costs of cutbacks, thus, fall disproportionately on those providing more wetland ecosystem services. This jeopardizes long-term CHANS sustainability by increasing the risk of transformation to a system with less irrigation-intensive land uses (e.g., exurban development). Disturbance that overwhelmed resilience in one part of the CHANS (social land use) may produce cascading effects in other parts (e.g., wetland function and resilience).
Our findings add to other studies that have found evidence that social diversity can increase resilience. Heterogeneity in endowments of social groups (Baland and Platteau 1996) and overlapping governance structures (Folke et al. 2005, Ostrom 2009) have been empirically demonstrated to increase resilience. Leslie and McCabe (2013) and Grêt-Regamey et al. (2019) found pastoralists in range systems showed response diversity that increased resilience. In addition to response diversity, social diversity in problem-solving approaches can facilitate collective learning and adaptability, fostering resilience (Bendor and Page 2019). However, diversity can hinder adaptability when cultural differences increase inter-group conflicts (Kotschy et al. 2015, Page 2015).
Irrigation increased both the quantity and quality of wetland habitat for California Black Rails. Natural-only wetlands had significantly lower rail occupancy than both-source wetlands in all years and irrigation-only wetlands during the drought (Fig. 5a). This effect was driven by two mechanisms. First, irrigation increased wetland size, and larger wetlands were more likely to be occupied (Appendix 1, Table A1.3). Second, water source was an important predictor of occupancy even after accounting for wetland size, indicating that water source diversity increased habitat quality (Appendix 1, Table A1.4). Several very large natural-only wetlands had dramatic seasonal drying and were unoccupied by Black Rails during this study. By the drought’s end, no Black Rails were detected in natural-only wetlands.
Irrigation increased WNV transmission risk by increasing the quantity, but not the quality, of wetland habitats for mosquitoes. Transmission risk increased with wetland size (p = 0.045; Fig. 5b) because mosquito abundance increased, while WNV prevalence was invariant (Appendix 1, Fig. A1.1). After controlling for wetland size, water source had no effect on transmission risk (F2,59 = 0.30, p = 0.76), indicating that the increased persistence of both-source wetlands did not affect WNV dynamics.
Foothills irrigation development has created both services and disservices by expanding the amount of wetland habitat. The metrics we studied show irrigated wetlands offered more services (habitat provisioning) with fewer disservices (WNV risk) per hectare than natural wetlands. Wetlands with diverse water sources provided the best habitat for the threatened Black Rail during normal and drought conditions, demonstrating increased function and resilience. Genetic analyses suggest a presence of Black Rails in inland northern California before the addition of irrigation water (Girard et al. 2010), though their exact historic distribution is unknown. Regardless, this threatened bird now relies on irrigation: metapopulation viability analyses found that if landowners took their stated actions in response to water cutbacks during a severe drought, especially the reduction of pasture irrigation, it would risk regional extirpation of the Black Rail (Van Schmidt et al. 2019).
The benefits of hydrological diversity likely extend to some other species and functions. Small agricultural wetlands support wetland-dependent and even some upland species. Perennial and reverse-cycle wetlands in California have increased invertebrate diversity and abundance, providing important food sources for wildlife (de Szalay et al. 2003). Reverse-cycle wetlands are now among the rarest in the Central Valley, resulting in overcrowding of breeding waterbirds that is exacerbated by water shortages and drought (Duffy and Kahara 2011). Perennial wetlands also create important habitat for migratory birds because spring drying renders wetlands unsuitable for migrating birds (Duffy and Kahara 2011). Reverse-cycle irrigated wetlands provide water quality-related ecosystem services, like their natural counterparts (O’Geen et al. 2007). Although our results highlight the value of water source diversity within wetlands, maintaining a diversity of water source combinations at the landscape scale is also advisable: summer-wet, reverse-cycle, and non-seasonal wetlands support overlapping but complementary sets of species and functions (Duffy and Kahara 2011, Lunde and Resh 2012).
California is a globally important region for both agricultural production and wetland bird habitat (Duffy and Kahara 2011), and the state is under intense pressure to conserve water from the looming threat of droughts of greater frequency and intensity due to climate change (Diffenbaugh et al. 2015, Christian-Smith et al. 2015). Irrigation districts and the state have responded to drought by encouraging water conservation and optimizing irrigation use, which may foster social system resilience if the conserved water is not subsequently allocated to other users. However, such attempts to engineer CHANS stability can lead to unintended consequences (Holling 1996, Folke 2006).
Our research suggests the Sierra foothills irrigation-wetlands CHANS is vulnerable to this kind of top-down regulation, with few feedbacks to foster adaptation (e.g., incentives for landowners to preserve accidental wetlands). Most landowners valued wetland ecosystem services: 70.0% agreed that “I like wetlands because they attract wildlife.” However, there is little institutional recognition of the importance of these wetlands. The California Department of Fish and Wildlife provides financial support to landowners for maintaining perennial water to intentional wetlands in the Central Valley (Duffy and Kahara 2011), but these programs do not extend to the “waste” water wetlands in the foothills. A complex set of physical and policy constraints leave irrigation districts few options to conserve water except by reducing the “waste water” that facilitates ecosystem resilience. Irrigation districts are incentivized to reduce leaks and runoff because the conserved water can be sold off-district for higher prices (Huntsinger et al. 2017), actions which two interviewees reported eliminated wetlands with rails in our study. Districts are not required to monitor for species before eliminating anthropogenic wetlands.
Resilience theory argues for shifting from policies intended to control and optimize exploitation of a system assumed to be stable to managing for the capacity of a system to cope with, adapt to, and shape change (Folke et al. 2016). Allowing for “waste” water may provide this CHANS the capacity to cope in the face of climate change but will require recognizing trade-offs between water conservation and ecosystem services within a policy framework. Water conservation policies could be balanced by including language that protects valued ecosystem services and recognizes the importance of irrigation for wetlands. Wetlands could be integrated into the water conveyance system; an interviewee with a leak-dependent wetland had worked with their irrigation district to do so. The infiltrated irrigation water from surface water reservoirs at upper elevations flows downhill through the fractured rock hydrology of this region and is likely reused downhill as it re-emerges in springs, creeks, or wells (Huntsinger et al. 2017). Intentional application of conjunctive use strategies coupling flood irrigation with groundwater recharge (i.e., Flood-MAR) is gaining traction within major agricultural groundwater basins in California (Langridge and Van Schmidt 2020), but it is only informally considered within the fractured rock systems like the foothills. Finally, water cutbacks could be applied in multiple tiers, targeting low-value uses first (e.g., lawns). Deferring cutbacks for irrigators engaged in commercial agriculture, like profit-oriented landowners, would increase the resilience of social diversity in this CHANS, the ecosystem functions fostered by it, and regional food production.
Water’s central role in the biosphere and the tight co-evolution of human activities and water systems make it a potential unifying focus for studying and managing for resilience in the Anthropocene (Boltz et al. 2019). The transformation of the Sierra Nevada foothills into a hydrologically coupled human and natural system increased the resilience of water availability and the local wetland network’s provisioning of rail habitat by adding social-ecological variability. Hydrological diversity in the foothills CHANS reflected functional diversity, redundancy, and response diversity— cornerstones upon which resilience theory developed (Holling 1973). Wetlands fed by diverse water sources had increased function and were more resistant to drying during the drought, which was crucial in maintaining the regional persistence of a threatened bird that otherwise may have faced extirpation. Similar dynamics likely occur in other regions in which seepage and runoff from irrigation are key water sources for wetlands (c.f. Sueltenfuss et al. 2013, Fernald et al. 2015, Palta et al. 2017). However, hybrid assessments of wetlands/rivers with water infrastructure represent only 10% of the water resilience literature, with most studies focused solely on infrastructure and engineering resilience (Rodina 2019). Although modifications to natural hydrology often have negative impacts on ecosystems (Gordon et al. 2008), where CHANS have already co-adapted to novel configurations, it will be critical to account for how diverse anthropogenic hydrological processes create resilient landscapes.
Our factor analysis method was able to quantify social diversity, but found fewer clear patterns than ecological diversity, illustrating the difficulty of quantifying diversity in social actors (Kotschy et al. 2015). Households and farms in working landscapes are heterogeneous, and the diversity of motivations and goals could be key to understanding land management decisions (c.f. Howley 2013, Ferranto et al. 2013, Sorice et al. 2014, Kumer and Štrumbelj 2017, Grêt-Regamey et al. 2019). In our study, the four non-economic typologies exhibited equivalent functions and responses to drought, and only profit-motivated landowners differed strongly in their irrigation behavior. However, they were not as resistant to disturbance as other landowner types, which otherwise offered fewer ecosystem services. Thus, social diversity increased function during both normal and disturbance conditions, creating a system of water provisioning to ecosystems that was more resilient to fluxes in water availability.
Some have argued that resilience in CHANS has become a metaphor without empirical validation (Olsson et al. 2006, Brown 2014). Although not conclusive, our findings add evidence that social and ecological process diversity contributes to resilience via the same mechanisms as biodiversity.
NVS lead-authored the manuscript and conducted wetland and Black Rail research with SRB. JLO, TVH, and LH led the landowner survey and its analysis. TJK and AMK led the West Nile virus fieldwork and analysis. SRB, LH, NLM, and TJK designed the research project and secured funding. SRB was the supervising PI and edited the manuscript.
We thank the field technicians, landowners, Jerry Tecklin, and Sierra Nevada Foothill Research and Extension Center for making this research possible. We thank the National Science Foundation (DEB-1051342, CNH-1115069), the Spanish Ministry of Culture and Education’s Salvador de Madariaga program (PRX16/00452), and the Sierra Foothills Audubon Society for funding.
The wetland, rail, and West Nile virus data that support the findings of this study are openly available in Dryad at https://doi.org/10.6078/D1970G. Partial social and geospatial data are available from the corresponding author, NVS, upon request (excluding some information that would make respondents identifiable).
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