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Veríssimo, A., M. A. Cochrane, C. Souza Jr., and R. Salomão. 2002. Priority areas for establishing national forests in the Brazilian Amazon. Conservation Ecology 6(1): 4. [online] URL: http://www.consecol.org/vol6/iss1/art4/


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Priority Areas for Establishing National Forests in the Brazilian Amazon

Adalberto Veríssimo, Mark A. Cochrane, Carlos Souza Jr., and Rodney Salomão


Instituto do Homem e Meio Ambiente da Amazônia


ABSTRACT

Brazil will benefit if it gains control of its vast Amazonian timber resources. Without immediate planning, the fate of much of the Amazon will be decided by predatory and largely unregulated timber interests. Logging in the Amazon is a transient process of natural resource mining. Older logging frontiers are being exhausted of timber resources and will face severe wood shortages within 5 yr. The Brazilian government can avoid the continued repetition of this process in frontier areas by establishing a network of National Forests (Florestas Nacionais or Flonas) to stabilize the timber industry and simultaneously protect large tracts of forest. Flonas currently comprise less than 2% of the Brazilian Amazon (83,000 km2). If all these forests were used for sustainable logging, they would provide less than 10% of the demand for Amazonian timber. To sustainably supply the present and near-future demand for timber, approximately 700,000 km2 of the Amazon forest needs to be brought into well-managed production. Brazil's National Forest Program, launched in 2000, is designed to create at least 400,000 km2 of new Flonas. Objective decision-making tools are needed to site these new national forests. We present here a method for optimally locating the needed Flonas that incorporates information on existing protected areas, current vegetation cover, areas of human occupation, and timber stocks. The method combines these data in a spatial database that makes it possible to model the economic potential of the region's various forests as a function of their accessibility and timber values while constraining model solutions for existing areas of protection or human occupation. Our results indicate that 1.15 x 106 km2 of forests (23% of the Brazilian Amazon) could be established as Flonas in a manner that will promote sustainable forest management; these Flonas would also serve as buffer zones for fully protected areas such as parks and reserves.

KEY WORDS: Amazon, Brazil, GIS model, conservation, logging, national forest, production forest, sustainable management, tropical forest.

Published: February 14, 2002


INTRODUCTION

The Brazilian Amazon contains nearly a third of the world's tropical forests (Skole and Tucker 1993). These forests play a vital role in the water and carbon cycles as well as in regional and global climates (Salati and Vose 1984, Shukla et al. 1990, Skole and Tucker 1993, Houghton et al. 2000). Amazonian forests may also support the richest collection of biodiversity in the world (Schneider et al. 2000). Long-term conservation of biodiversity and natural resources requires the establishment of sustainably managed production forests as a vital complement to fully protected parks (Frumhoff 1995, Gascon et al. 1998, Schneider et al. 2000).

The Brazilian government is planning major infrastructure projects that will dramatically increase access to the natural resources of the Amazon forest. From 2000–2007, the government plans to invest a total of U.S.$40 billion to vastly expand the region's transportation system and power grid (Laurance et al. 2001). Concurrently, timber production is expected to increase in response to the growing domestic and international demand for Amazonian wood. The Amazon is well positioned to dominate the tropical timber trade in the 21st century (Uhl et al. 1997). Balancing this scenario is the government's stated commitment to developing a new forest policy based on well-managed production within its expanded system of national forests or Florestas Nacionais (Flonas). In addition, the government has announced plans to protect biodiversity by turning 10% of the Amazon into fully protected parks and biological reserves.

Timber extraction is a major land-use activity in the Brazilian Amazon, representing 90% of Brazil's native wood production (Veríssimo and Smeraldi 1999). Although timber extraction is usually selective in that only a few valuable trees are harvested per hectare (Uhl et al. 1997), most logging is done without any management. The effects of unmanaged selective logging include increases in fire susceptibility (Holdsworth and Uhl 1997), damage to nearby trees and soils (Johns et al. 1996, Veríssimo et al. 1992), the risk of extirpating local species (Martini et al. 1994), and carbon emissions (Houghton 1995). Many forests are revisited several times as loggers return to harvest additional tree species that become lucrative when regional timber markets develop (Uhl et al. 1997, Schneider et al. 2000). These forests become very degraded and may have 40–50% of their canopy cover removed during these logging operations (Uhl and Vieira 1989, Veríssimo et al. 1992). In addition, logged forests frequently burn (Uhl and Buschbacher 1985). Return logging and fire can combine to dramatically change forest structure, resulting in extensive invasion of vines and grasses (Uhl and Kauffman 1990, Veríssimo et al. 1992, Cochrane and Schulze 1999, Cochrane et al. 1999).

Frontier logging operations catalyze deforestation by opening roads into unoccupied government lands and protected areas that are subsequently colonized by ranchers and farmers (Veríssimo et al. 1995). At present, the exhaustion of timber in older frontier areas is causing a chaotic migration of loggers to new frontier areas in western Pará and southern Amazonas. Given the rate of expansion of the Amazonian timber industry, a coherent system of forest management, put in place now, would promote conservation and help achieve sustainable production. In contrast, the current model of largely illegal logging followed by unplanned settlement and widespread forest degradation will lead to biodiversity losses and unsustainable timber production across the Amazon Basin (Veríssimo et al. 1995, Uhl et al. 1997), with logging becoming another boom-and-bust economic activity in Brazil, as it has in tropical Africa and Asia (Vincent 1992). Unconstrained activities of this type have already exhausted resources and devastated forests throughout much of the southern Amazon (Gascon et al. 1998, Schneider et al. 2000).

It is possible to manage Amazonian forests for sustainable timber production if proper planning and management efforts are made (Barreto et al. 1998). The amount of managed timber lands rose from almost nothing in 1993 to nearly a million hectares in 1999. Most loggers would actually prefer to operate within a stable system of defined rules and secure land tenure (Schneider et al. 2000). To increase the range of its forest management activities, the Brazilian government has decided to vastly expand its system of Flonas. These working forests are sustainable-use conservation units whose purpose is to produce goods (timber and nontimber products) while maintaining environmental services. Under Brazilian law, Flonas are required to prevent disturbance in areas of low timber potential and also to protect forests near rivers and on steep slopes. This results in the maintenance of substantial undisturbed areas that can contribute to the conservation of Amazonian biodiversity (Frumhoff 1995).

In 2000, the Ministry of the Environment launched a new National Forest Program with the goal of establishing at least 400,000 km2 of new Flonas in the Brazilian Amazon. We present here an objective methodology that can be used by national or state governments to identify the best potential areas within the Amazon for establishing new Flonas in a way that maximizes productive capacity and conservation value while minimizing social conflicts.


METHODS

We used a Geographic Information System (GIS) model to identify areas that are appropriate for designation as National Forests or Florestas Nacionais (Flonas). All GIS data layer integration was done using Arc/Info™, ArcView™, and Spatial Analyst™. The spatial scale of the analysis was 1:2,500,000 (Table 1).


Table 1. Data used to select potential areas for national forests. Regions of economically viable timber extraction, currently protected lands, nonforested lands, and occupied forest lands were delineated and used to define the possible regions for development. In the "Source" column below, IBGE stands for the Instituto Brasileiro de Geografia e Estatística, Imazon for the Instituto do Homem e Meio Ambiente da Amazônia, ISA for the Instituto Socioambiental, Radam for Projeto RadamBrasil, and INPE for the Instituto Nacional de Pesquisas Espacials.

Analysis
Data        
Source        
Application        
Economically viable
   timber extraction
Sawmill centers Veríssimo et al. (2000) Location of centers of wood production
Roads IBGE (1997) Assessment of forest access
Navigable rivers Imazon (1999) Assessment of forest access
Vegetation IBGE (1997) Timber value of the forests
Economic data Veríssimo et al. (2000) Timber value and cost of production
 
Vegetation coverage Vegetation IBGE (1997) Studies of vegetation
 
Protected areas of
   the Legal Amazon
Conservation units ISA (1999) Areas of prohibited or restricted use for timber exploration
Indigenous lands ISA (1999) Areas of prohibited use for timber exploration
Military areas ISA (1999) Areas of prohibited use for timber exploration
 
Timber potential Field data Radam (1973-1978) Timber potential
 
Human occupation County capitals IBGE (1997) Estimate of human occupation in a 20-km radius
Settlements IBGE (1997) Estimate of human occupation in a 10-km radius
Burning INPE (1998) Indicator of human occupation in a 10-km radius


The base area of our analysis was the 5 x 106 km2 region that the Brazilian government has defined as the Legal Amazon. Locations for potential future Flonas were constrained by excluding existing production reserves (i.e., areas in which sustainable uses such as forest management are allowed), nature reserves (fully protected areas), military bases, and indigenous lands. In accordance with Brazilian law, different levels of activity are allowed in the various classes of protected areas. In cases of overlap, where more than one classification of protection exists, the most restrictive class of protection was used in the subsequent analyses.

There are conflicting views about the land uses that should be permitted in indigenous reservations. Some analyses (Raylands 1991) and institutions (Instituto Socioambiental 1999) classify indigenous reservations as areas that allow human occupation and/or sustainable management activities. This classification is equivalent to the protection afforded to Flonas. However, Brazil's forestry code (Law 4771, Article 3, 15 September 1965) classifies indigenous reservations as areas of full protection. Therefore, for the purpose of this study, logging was assumed to be prohibited in indigenous reserves.

The analysis was further constrained by restricting potential designation as Flonas to those forest types with substantial amounts of marketable timber. The base map used for this analysis was the vegetation map issued by the Instituto Brasileiro de Geografia e Estatística (1997). For the purpose of this analysis, closed-canopy, open-canopy, and deciduous forests were classified as suitable forests for potential logging activity. Areas that were excluded from consideration included savannas, pioneer vegetation, deforested lands, and transition forests (cerrado-forest).

To avoid social conflicts with local populations and the costs of expropriating inhabited lands, the selection of potential Flonas was restricted to forested areas that had little or no indication of anthropogenic activity. Specifically, a data layer of anthropogenic activity was created that allowed forested areas surrounding known or apparent population centers to be excluded from consideration. Major cities including all county seats (Instituto Brasileiro de Geografia e Estatística 1997) were buffered to a radius of 20 km. Rural settlements (Instituto Socioambiental et al. 1999) were buffered to 10 km to reflect the extent of likely forest use (Peres and Terborgh 1995). Furthermore, Advanced Very High Resolution Radiometer (AVHRR) hot-pixel satellite data showing fire locations was used to classify areas of obvious, although unreported, inhabitation. Hot-pixel locations were also buffered to 10 km.

The remaining area after the exclusion of protected areas and areas of current anthropogenic occupation from the base map of forests of possible timber value was used in subsequent analyses. These forests were divided into 61 subsections based on Projeto RadamBrasil's (1973–1978) topographic and hydrologic separations.

A GIS model based on Stone (1998) and Veríssimo et al. (1998) was used to estimate the current extent of potential economically feasible logging. The model calculated the transport cost of timber extraction as a function of transport type (e.g., truck, barge, etc.), transport surface (e.g., paved road, degraded road, unpaved road, logging road, waterway), and distance traveled on each surface type (Table 2). Data layers for the model included vegetation type, road networks (Instituto Brasileiro de Geografia e Estatística 1997), navigable rivers (Instituto do Homem e Meio Ambiente da Amazônia 1999), and logging center locations (Nepstad et al. 1999). Current market values of various timber species (A. Veríssimo et al., unpublished manuscript) and an assumed minimum acceptable profit margin of 15% were then used to determine the economically viable extraction distances and forest locations for all logging centers. Logging centers were defined as all regions with sawmills that annually consume > 100,000 m3 of timber.


Table 2. Transportation cost of round wood and friction coefficients.

Type of surface transportation
Cost
(U.S.$/m3/km)
Friction
coefficient
Data source
River
Floating logs guided by a boat
0.01
1
Barros and Uhl (1995)
Towed barge
0.08
1
Barros and Uhl (1995)
 
Paved road
Large truck
0.05
5
Stone (1998)
Medium-sized truck
0.01
5
Veríssimo et al. (1992)
Small truck
0.01
5
Veríssimo et al. (2000)
 
Unpaved road (regular condition or maintenance)
Large truck
0.10
10
Stone (1998)
Medium-sized truck
0.24
10
Veríssimo et al. (1992)
Small truck
0.30
10
Barros and Uhl (1995)
 
Unpaved road (poor condition or maintenance)
Truck
0.60
60
Veríssimo et al. (2000)
 
Forest trails
Truck
1.0–2.0
100
Stone (1998)


We estimated the forest area necessary to supply continued levels of current annual timber production of approximately 28 x 106 m3 (Veríssimo and Smeraldi 1999) based on reported areas of extraction of 10,000–15,000 km2/yr (Nepstad et al. 1999) and a projected 30-yr rotation cycle under well-managed production (Amaral et al. 1998).

The conservation values of the remaining forests under consideration were assigned using a map of 385 priority areas for biodiversity conservation (Instituto Socioambiental et al. 1999). This consensus map of high-priority areas for conservation was developed at a meeting of 226 scientists in Macapá, Amapá (September 1999). High-priority areas for conservation were based on species richness, endemism, and deforestation threat.


RESULTS

Current areas of protection in the Brazilian Amazon comprise approximately 1.4 x 106 km2 or 28% of the Amazon. Most of these areas are indigenous reservations (Fig. 1, Table 3). Of the protected regions, only production reserves (3.2% of Amazonia) currently allow logging. Some 72% (3.6 x 106 km2) of the Amazon has no protection and could theoretically be allocated for timber production. However, excluding deforested regions and areas that are naturally without forests (31%) indicates that only 41% of Brazil's Legal Amazon is currently forested and not protected.


Fig. 1. Map of legally protected forest areas in the Brazilian Amazon. The map includes areas in which logging is legally prohibited as well as existing areas where managed timber extraction is legally mandated (national forests). In addition to national forests, protected areas include parks and reserves, indigenous lands, and military lands. The extent and percentage of each type of protected area are provided in Table 3.

JPEG Image (145 K)


Table 3. Protected areas in the Legal Amazon.

Category
Legal Amazon
(millions of hectares)
Legal Amazon
(% of total)
Legal status of
timber exploration
Parks and reserves
15
3.1 %
Prohibited
Sustainable use
   (national forest)
16
3.2 %
Restricted
Indigenous lands
104
20.8 %
Prohibited
Military lands
2
0.5 %
Prohibited
Total
137
27.6%
 


The analysis of unprotected forests exhibiting known or likely occupation indicated that 450,000 km2 (13%) of forests are currently occupied and should be excluded from consideration (Fig. 2). The analysis excluded all forests within 20 km of 832 county seats (131,000 km2) as well as all forests within 10 km of 822 smaller communities (46,000 km2) containing a total of approximately 500,000 people. The remaining excluded area (273,000 km2) resulted from the more than 30,000 Advanced Very High Resolution Radiometer (AVHRR) hot pixels that indicate likely human presence.


Fig. 2. Map of forests in Brazil's Legal Amazon with indications of areas known or suspected to be occupied or frequently used by the resident Amazonian population.

JPEG Image (191 K)


We also excluded 50,000 km2 of forested areas with very low timber value from consideration for Flona designation. Assessments of expected values of timber stocks were based on forest inventory data from Projeto RadamBrasil (1973–1978).

The elimination of protected areas, forest cover, human occupation, and areas of low timber values still left approximately 1.55 x 106 km2 (46%) of Amazonian forest for consideration as potential Flonas. However, not all of this forest would be economically feasible to harvest. With the existing infrastructure, approximately 400,000 km2 (12%) of the forest is too remote to be of economic value to logging companies (Fig. 3). These remote forested areas are located primarily in western Amazonas and Acre and in the extreme northern reaches of Amazonas, Pará, and Amapá.


Fig. 3. Map of all unoccupied forests in the Brazilian Amazon. Potential national forests or Florestas Nacionais (Flonas) have enough timber resources and accessibility to be profitably used under best management practices. Economically inaccessible forests are either too distant or too difficult to reach to provide reasonable profits.

JPEG Image (192 K)


Our analysis showed that the remaining 1.15 x 106 km2 (34% of Amazon forests) of forested area under consideration had no official protection and a low level of human occupation, and was economically feasible for timber extraction. These forests could be considered for potential incorporation as sustainable production forests in Brazil's Flona system. Furthermore, superposition of the potential Flona and high-priority conservation (Instituto Socioambiental et al. 1999) maps revealed that 38% of the potential area for Flonas (437,000 km2) was also of high biodiversity conservation priority (Fig. 4). The complete results of these analyses are given in Table 4.


Fig. 4. Map of all the forests in the Brazilian Amazon that could be designated as national forests or Florestas Nacionais (Flonas). Highlighted are potential Flona forests that were chosen by 226 scientists as a high priority for conservation at a conference in September 1999 (Instituto Socioambiental 1999). There are still 700,000 km2 of potential Flonas that could provide a matrix of working forests to link regions of protection and high biodiversity.

JPEG Image (138 K)


Table 4. Distribution of units mapped using a Geographic Information System model to determine the area of the Brazilian Amazon still available for national forests or Florestas Nacionais (Flonas).

Type of area
Area in km2  
Brazilian Amazon
5,000,000    
    Protected
1,200,000    
    Nonforest
1,550,000    
    Unprotected
3,600,000    
        Forest
2,050,000    
            Occupied
450,000    
                County seats
131,000    
                Rural communities
46,000    
                Probably occupied
273,000    
            Low timber value
50,000    
            Economically unviable
400,000    
            High conversation priority
437,000    
            Potential Flonas
713,000    


DISCUSSION

Our results revealed that there were sufficient unoccupied and unprotected forest reserves in the Amazon to establish a network of Flonas that would be capable of supplying enough managed production to meet present and expected demands for Amazon timber. If the Brazilian government acts now to incorporate these areas into its system of Flonas, it can do so with a minimum of social conflicts or protests from conservationists. Furthermore, by acting now, the government can capture a greater portion of the rents for extracted resources and put in place the control and management measures needed to sustain these vast natural resources.

Stabilization of the wood sector will require the adoption of forest management in both public and private areas. The unsustainable mining of resources from forests on private land around older logging centers has caused sawmills to migrate to unoccupied lands in the west of Pará and southeast of Amazonas. In these regions, the government should try to prevent a repetition of the predatory model of resource use and the privatization of public lands. The most promising alternative lies in the creation of Flonas (Schneider et al. 2000).

Because the current perception of timber abundance is generating transient boom-and-bust economic activity, strategic expansion of the Flona system could contribute to both biodiversity conservation and economic stability in the Amazon by constraining unsustainable development activities. In tropical countries, protected areas, even those with insufficient funding and manpower, have proven to be surprisingly effective in reducing deforestation and other forms of degradation (Bruner et al. 2001). The establishment of a more expansive system of Flonas could be instrumental in reducing the negative impacts of development programs such as Avança Brasil and dramatically alter the dire predictions of future forest destruction and degradation based on current predatory models of development (Laurance et al. 2001).

Flonas will be important for the conservation of biodiversity in the Amazon. Current conservation goals call for the protection of 10–12% of tropical forests. Even if this goal can be achieved, it will mean the extinction of 50% or more of all species (Soulé and Sanjayan 1998). Establishing the suggested Flonas would protect 14% of the Brazilian Amazon from deforestation. This, combined with Brazil's other conservation lands, would easily make the country of Brazil one of the foremost conservers of natural resources in the world.

Production forests such as Flonas are an essential complement to protected parks in an overall conservation strategy (Cabarle 1998). Production forests have previously been suggested as supplemental reserves for wildlife conservation (Frumhoff 1995), and conserving wildlife is also considered necessary for the long-term management of naturally regenerating forests (Robinson et al. 1999). For this reason, a combination of biodiversity conservation and best management practices is needed to establish truly sustainable production. The protection of areas of high biological significance will require the creation of a mosaic of conservation areas that combines Flonas (sustainable use) with parks and biological reserves (full protection). In this system, Flonas would form a buffer zone around parks and reserves. In addition, Flonas could also provide corridors for the movement of species between core protection areas.

With the goal of realizing this potential for the creation of such a land-use mosaic, we combined the maps of areas that had the potential to be designated as national forests with the map of 385 priority areas for biodiversity conservation developed at a meeting of 226 scientists in Macapá, Amapá, in September 1999 (Instituto Socioambiental et al. 1999). The superposition of these maps revealed that 38% of the potential Flonas (437,000 km2) were located in areas with a high priority for biodiversity conservation (Fig. 4). When we excluded the common overlay areas from consideration as potential Flonas on the assumption that, in this case, the best option will be to fully protect these areas, the remaining area was still approximately 700,000 km2 in size (Fig. 4). This demonstrates the complementary potential of policies based on sustainable forest use and biodiversity conservation.


CONCLUSION

Establishing the necessary sustainable production forests to provide for long-term tropical timber extraction is only one step toward achieving a truly sustainable management system. It is, however, the first crucial step, and it is critical that these forests be established now before economic and social factors make such action politically unfeasible. This research shows that there are still substantial amounts of forest that can be incorporated into Flonas with little or no conflict with current protected areas or land occupiers. Current levels of timber production could be sustainably produced within 700,000–800,000 km2 of Flonas, even if half of the available area is permanently conserved. In fact, it would be possible to increase current timber production levels while simultaneously protecting vast amounts of Amazonian forest. There will inevitably be questions about the level of enforcement of regulations in sustainable management forests (Gascon et al. 1998). The boom-and-bust nature of tropical logging operations has often been blamed on external factors, but, for the most part, it is a function of the tropical country's own policies (Vincent 1992). Brazil ultimately has to decide whether to manage its vast natural resources well or follow the all too familiar boom-and-bust pattern.

The proposed method for siting Flonas in the Brazilian Amazon may provide a model for the resolution of similar complex land-use problems in other countries where many factors and constituencies must be taken into account in decision making. In the case of the Amazon, we feel that the creation of the suggested Flonas may provide the last best chance for Brazil, and the world, to develop a large-scale sustainable management system for tropical forests while simultaneously providing substantial conservation of biodiversity and environmental services.


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Acknowledgments:

We gratefully acknowledge Christopher Uhl, Paulo Barreto, Newton Zerbini, and Raimundo Deusdará Filho for their comments on previous manuscript drafts and the Ministerio do Meio Ambiente do Brasil (MMA), Programa de Pesquisa Dirigida (PPD-PPG7-FINEP), and WWF Brazil for their financial support.


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Address of Correspondent:
Mark A. Cochrane
Basic Science and Remote Sensing Initiative
Michigan State University
East Lansing, Michigan 48823 USA
Phone: (517) 432-9205
Fax: (517) 353-2932
cochrane@bsrsi.msu.edu



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