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The following is the established format for referencing this article:
Huber, R., A. Rigling, P. Bebi, F. S. Brand, S. Briner, A. Buttler, C. Elkin, F. Gillet, A. Grêt-Regamey, C. Hirschi, H. Lischke, R. W. Scholz, R. Seidl, T. Spiegelberger, A. Walz, W. Zimmermann, and H. Bugmann. 2013. Sustainable land use in mountain regions under global change: synthesis across scales and disciplines. Ecology and Society 18(3): 36.
http://dx.doi.org/10.5751/ES-05499-180336
Synthesis, part of a special feature on Sustainable Land-Use Practices in Mountain Regions: Integrative Analysis of Ecosystem Dynamics Under Global Change, Social-Economic Impacts, and Policy Implications

Sustainable Land Use in Mountain Regions Under Global Change: Synthesis Across Scales and Disciplines

1Swiss Federal Institute for Forest, Snow and Landscape Research WSL, 2WSL Institute for Snow and Avalanche Research SLF, 3Natural and Social Science Interface, Department of Environmental Systems Science, ETH Zurich, 4Agri-food and Agri-environmental Economics Group, Department of Environmental Systems Science, ETH Zurich, 5Ecole Polytechnique Fédérale de Lausanne EPFL, School of Architecture, Civil and Environmental Engineering ENAC, Laboratory of ecological systems ECOS, 6Université de Franche-Comté-CNRS, 7Forest Ecology, Department of Environmental Systems Science, ETH Zurich, 8Ecole Polytechnique Fédérale de Lausanne EPFL, School of Architecture, Civil and Environmental Engineering ENAC, 9Spatial and Landscape Development, Department of Civil, Environmental and Geomatic Engineering, ETH Zurich, 10Environmental Policy and Economics, Department of Environmental Systems Science, ETH Zurich, 11Irstea, Research Unit Mountain Ecosystems, 12Potsdam Institute for Climate Impact Research PIK, 13Institute for Earth and Environmental Science, University of Potsdam

ABSTRACT

Mountain regions provide essential ecosystem goods and services (EGS) for both mountain dwellers and people living outside these areas. Global change endangers the capacity of mountain ecosystems to provide key services. The Mountland project focused on three case study regions in the Swiss Alps and aimed to propose land-use practices and alternative policy solutions to ensure the provision of key EGS under climate and land-use changes. We summarized and synthesized the results of the project and provide insights into the ecological, socioeconomic, and political processes relevant for analyzing global change impacts on a European mountain region. In Mountland, an integrative approach was applied, combining methods from economics and the political and natural sciences to analyze ecosystem functioning from a holistic human-environment system perspective. In general, surveys, experiments, and model results revealed that climate and socioeconomic changes are likely to increase the vulnerability of the EGS analyzed. We regard the following key characteristics of coupled human-environment systems as central to our case study areas in mountain regions: thresholds, heterogeneity, trade-offs, and feedback. Our results suggest that the institutional framework should be strengthened in a way that better addresses these characteristics, allowing for (1) more integrative approaches, (2) a more network-oriented management and steering of political processes that integrate local stakeholders, and (3) enhanced capacity building to decrease the identified vulnerability as central elements in the policy process. Further, to maintain and support the future provision of EGS in mountain regions, policy making should also focus on project-oriented, cross-sectoral policies and spatial planning as a coordination instrument for land use in general.
Key words: adaptive management; climate change; ecosystem services; experiments; interdisciplinary research; land-use change; modeling; transdisciplinary research

INTRODUCTION

Mountains are the 'undervalued ecological backbone of Europe' (Hazeu et al. 2010) and provide essential ecosystem goods and services (EGS) for both mountain dwellers and people living outside these areas. The capacity of mountain ecosystems to provide key services is however at risk (Nogués-Bravo et al. 2007, McCain and Colwell 2011). Not only is global warming expected to have rapid and sometimes critical impacts on terrestrial ecosystems in the coming decades (Malcolm et al. 2006, Kurz et al. 2008), but changes in political decision making at different levels and in socioeconomic boundary conditions will also affect land use (Rounsevell et al. 2006, Bugmann et al. 2007). These transitions pose great ecological and societal challenges, requiring the management of the impacts on species composition and ecosystem functioning, and thus the impacts on the provision of EGS (MEA 2005, Schröter et al. 2005, Metzger et al. 2006).

In view of these impending changes, coupled human-environment research (Scholz and Brand 2011) is needed with a focus on interactions between humans and the natural environment across spatial and temporal scales (Carpenter et al. 2009a). The Mountland project addressed this need by performing inter- and transdisciplinary research in the Swiss Alps. The aim was to develop land-use practices and alternative policy solutions that ensure the provision of EGS from agricultural and forest land use in mountain regions subject to climate and land-use changes. The expertise and methodological background of nine research groups from the natural sciences, economics, and political sciences were integrated in a research process described in more detail in the introductory article of this Special Feature (Huber et al. 2013a).

In particular, Mountland examined feedback and feedback loops within and between studied human and environmental systems (Liu et al. 2007a, Carpenter et al. 2009a) by integrating plot-based observational and experimental evidence in a modeling framework and then upscaling it to the landscape level. Because of the model-based upscaling, small scale environmental changes could be linked with different institutional scales addressing the use and management of the corresponding ecosystems (Cash et al. 2006, Kok and Veldkamp 2011).

The project focused on three case study regions, namely a pasture-woodland landscape in the Jura, a drought-sensitive inner-alpine region in Valais, and the temperature-sensitive high-alpine region of Davos (Fig. 1).

We summarized and synthesized the results of the Mountland project and provide insights into the ecological, socioeconomic, and political processes relevant for analyzing global change impacts on a European mountain region. First, along with results from the case study regions, we address the effects of climate and land-use changes on EGS provision on different scales and describe regional institutional settings dealing with these changes. For each case study region, we consecutively present the integrated findings from ecological experiments, mechanistic models of landscape dynamics, socioeconomic land-use models, and policy analysis in accordance with the conceptual framework presented in Huber et al. (2013a). Complying with Liu et al. (2007a, b), we describe four typical characteristics of coupled human-environment systems, i.e., nonlinearities and thresholds, heterogeneity, trade-offs, and feedback, for each case study region. Second, we evaluate the results of the project with respect to policy processes of predominantly national policies with high impact on land use in mountain areas, i.e., agricultural and forest policies, and discuss alternative policy instruments and measures with respect to the four human-environment characteristics of each case study region.

WOODED PASTURES OF THE JURA MOUNTAINS

The main challenge facing the silvopastoral system in the Jura is the segregation between forest and grassland management resulting in a loss of biodiversity and agricultural provisioning services. The main question was how climate change affects these ecosystems, and what agricultural management and policy measures would counteract the loss of these EGS. Table 1 summarizes the research foci, methodologies, and publications pertaining to the Jura region case study.

The analysis of herbaceous production in a transplantation experiment showed that a slight increase in air temperature may be beneficial for forage production in the more cold-adapted vegetation of wooded pastures, but drought associated with higher temperatures may have the opposite effect in large open pastures because of the evaporative loss of soil moisture (Gavazov et al. 2013). Insulating tree canopy cover, as well as structural landscape diversity, endows wooded pastures with a buffering potential in the face of climate change in the forthcoming decades. In contrast, open pastures will suffer from a decline in the storage of soil organic carbon because of the leaching of dissolved organic carbon after drought events and a decrease of soil biological activity, which in turn will affect soil fertility. Thus, our experiments suggest that compared to open pastures, wooded pastures are highly resistant to climate change in terms of their carbon cycle.

The integration of these findings in a simulation framework allowed for a transfer to the landscape level. Simulations predict delayed, but inevitable, structural changes of the landscape mosaic. Results from a scenario analysis (Peringer et al. 2013) imply that future moderate warming further supports segregation of the pasture-mosaic into closed forest, sparsely wooded pasture, or grassland. More extreme warming may even homogenize the landscape pattern in the long run if no adaptive management is undertaken. This will have a considerable impact on EGS provision: summer droughts are expected to strongly reduce forage production and wood production will decline because of a species shift from currently dominating Norway spruce (Picea abies) to either beech (Fagus sylvatica) under moderate warming, or Scots pine (Pinus sylvestris) under strong warming.

With respect to future land use, we found that farmers in the Jura Mountains are unlikely to increase the number of large domestic herbivores on their farms, even though this would be needed to maintain the ecosystem under climate change. Results from an agent-based farm model integrating socioeconomic driving forces and the above-mentioned ecological modeling framework (Huber et al. 2013b) suggest that economic incentives, in the form of payments for ecosystem services, counteract land-use segregation to a certain extent. However, the long-term consequences of a change in economic incentives depend on historical and current land use as well as on ecological boundary conditions. For example, in areas that are currently used less intensively, a future increase in stocking density might not suffice to change long-term vegetation dynamics and selective tree felling might be necessary (Peringer et al. 2013).

At the policy level, our analysis showed that current agricultural policy supports the ongoing trend to segregate land use, leading to a loss of the wooded pasture ecosystems (Chételat et al. 2013). In general, Swiss agricultural policy supports less intensive agricultural land-use practices because land-use intensification is generally seen as a driver for loss of biodiversity in mountain regions (Zimmermann et al. 2010, Marini et al. 2011). However, wooded pastures are a specific case in which biodiversity conservation often demands an increase of land-use intensities rather than a decrease. Because agricultural policy in Switzerland is highly centralized at the federal level, such very specific characteristics are not always taken into account even though our analysis showed that the agricultural policy network in Switzerland would probably support a policy combining agricultural production with the promotion of biodiversity (Hirschi et al. 2013).

Nonlinear dynamics and thresholds

Interactions between land-use practices, i.e., grazing, and vegetation dynamics lead to thresholds resulting in different vegetation cover at a small spatial scale (< 1 ha) and produce heterogeneous landscapes (Chételat et al. 2013). Nonlinear dynamics are particularly pronounced in the dependence of fodder production on the mosaic structure and the resistance of trees in different development stages to cattle activity (Fig. 2). For example, Norway maple (Acer pseudoplatanus) and beech seedlings (< 1 year old) were found to have lower survival and growth rates than Norway spruce and silver fir (Abies alba). Once the seedlings (< 1 year old) have developed to saplings (1-3 years), the relative impact of cattle activity on survival and growth rates is higher for silver fir and Norway spruce (Vandenberghe et al. 2007). Transferred to the landscape scale, the simulation of forest dynamics suggests a considerable shift in species composition and tree density as a result of climate change (Peringer et al. 2013). Irrespective of the management alternatives, ecosystems will be unable to return fully to their former state and new states will develop (Huber et al. 2013b).

Heterogeneity

In wooded pastures, the complex interactions between herbaceous and woody plant species as well as land-use intensity lead to high spatial variability even within agricultural production units (paddocks sensu Allen et al. 2011). Fundamentally, this heterogeneity of vegetation dynamics in pasture-woodlands promotes biodiversity (Gillet et al. 1999, Dufour et al. 2006) and three spatio-temporal scales must be considered to understand it. At the landscape scale, habitat selection by cattle kept in paddocks is constrained by human infrastructure, e.g., fences and water points, and natural structures, e.g., slopes and open spaces (see Kohler et al. 2006a). At an intermediate scale, i.e., a few square meters, cattle choose those plant communities that are easiest to forage and that feature the best pastoral value (Kohler et al. 2004a). At the finest scale, i.e., within a given vegetation community, cattle avoid dung pats and unpalatable plants (Smit et al. 2005), create disturbances that promote species turnover (Kohler et al. 2006b, Gillet et al. 2010), and determine tree regeneration (Vandenberghe et al. 2006). Thus, management alternatives focusing on just one of these dimensions, e.g., cattle management, will fail to properly address issues related to vegetation dynamics and thus EGS provision.

Trade-offs

Wooded pastures are a specific case in which biodiversity conservation demands a certain level of land-use intensity. Not surprisingly, our simulation results reveal a positive relationship between the maintenance of biodiversity and agricultural production. Thus, there is a potential win-win situation in food production and biodiversity conservation. As Hirschi et al. (2013) show in their analysis of the Swiss agricultural policy network, such constellations offer an opportunity to achieve a further greening of agricultural policy. However, more general policy developments, such as more open agricultural markets, make an implementation of spatially specific economic incentives challenging even though simulation results suggest that new measures could counteract the loss of biodiversity to a degree (Huber et al. 2013b).

Feedback and feedback loops

Given the predicted climate change and the present land-use intensity (Peringer et al. 2013), sustainable use of wooded pastures seems compromised. Explicit consideration of the feedback loop between structural changes in farming and vegetation dynamics in a modelling framework revealed a distinctly different landscape pattern compared to a simulation in which climate change effects had been addressed in isolation (Huber et al. 2013b). In addition, the evaluation of feedback revealed important spatial differences leading to losses and gains of habitats in different locations, as also shown, for example, by Claessens et al. (2009) or Polasky et al. (2008). Despite this feedback, the model-based assessment of wooded pastures foresees less heterogeneity and a trend toward a uniform land cover in the long run. Thus, a loss of ecosystem diversity is expected in this case study region.

Summary

The assessment of climate and land-use changes in the Jura region suggests that the ecological resistance of fine-grained, patterned pasture-woodland landscape may be ousted by path-dependent farm development. Together, these processes may lead to a more vulnerable agricultural production sector and a loss of biodiversity in the long run. Thus, the case study of a silvopastoral landscape reveals the importance of a concomitant consideration of climate and land-use changes in the assessment of EGS in mountain regions (Schröter et al. 2005, Abildtrup et al. 2006).

DRY ALPINE REGION, VISP

The EGS addressed in the Visp region were the provision of goods by agriculture and forestry, protection against gravitational hazards, climate regulation, and habitat diversity. The main question in the drought-prone ecosystems in central Valais was whether management could improve the resistance and resilience of ecosystems to maintain the provision of these EGS under changes in climate and land use. Table 2 summarizes the research foci, methodologies, and publications pertaining to the Visp case study region.

Ecological experiments and vegetation surveys in the Valais showed that climate change is likely to have considerable impacts on tree regeneration, growth, mortality, and hence on forest dynamics. This effect can be observed not only in the dry parts of European mountain regions but also worldwide (Allen et al. 2010). Ecological experiments and vegetation surveys in Valais showed that climate change is likely to have considerable impacts on tree regeneration, growth, and mortality and hence on forest dynamics not only in the dry parts of European mountain regions but also worldwide (Allen et al. 2010). To date, tree mortality has occurred predominantly at lower elevations on particularly dry sites after drought years (Rigling et al. 2013). In a dry pine forest showing drought-induced mortality, the trees were able to recover after several years of reduced drought in the area (Eilmann et al. 2010, 2011). This clearly demonstrates the elasticity of native trees and their ability to cope with climate extremes and variability. Multiple drought years are however likely to accelerate tree mortality processes in native tree species. Experiments and surveys found that native trees are less resistant to drought than introduced nonnative species (Eilmann and Rigling 2012), among other things, with respect to early seedling growth and survival (Richter et al. 2011).

The insights from these experiments were used to calibrate forest models of climate impacts at the landscape scale. At lower elevations, the increase in drought is projected to result in a significant reduction in forest biomass after multiple dry years (Zweifel et al. 2009, Elkin and Bugmann 2010, Eilmann and Rigling 2012). Forests at middle to higher elevations are, however, expected to benefit from the longer vegetation period predicted and generally higher temperatures, thus fostering forests’ provision of services.

To assess the potential for mitigating negative impacts on EGS, we simulated different management options to increase stand heterogeneity and tree resistance against drought, such as overstory and understory thinning, grazing, and gap creation (Fig. 3). Grazing was introduced as an alternative management measure because results from experimental understory thinning and shrub removal showed that water consumption at the stand scale was reduced, thus somewhat mitigating negative drought impacts. These alternative forest management practices are projected to influence both the absolute value of EGS and their spatio-temporal dynamics. The simulation of forest management scenarios in a forest landscape model, assuming elimination of a greater number of stems from the understory, resulted in a short-term decrease in structural forest diversity, but in the long run, thinning out of the understory proved to be a measure to mitigate climate change induced degradations. However, none of the alternative management scenarios that we tested were able to mitigate the strong decline in forest biomass and the related EGS at lower elevations. The magnitude of the decline depended significantly on the management regime.

The results from the above-mentioned forest model were combined with a socioeconomic land-use model integrating agricultural and forest land uses. Scenario assumptions such as price developments and policy measures strongly influenced the development of fodder and food provision in Valais under global change. However, some general trends emerged (Briner et al. 2012). For example, decreases in food production were found in all scenarios because of a large reduction in cropland and a concentration of food production on land with highly suitable soil and other desirable properties, e.g., flat or short distance to farm. This implies a trend toward a more intensive cultivation at low-elevation sites and less intensive cultivation at higher altitudes (Flury et al. 2013).

Land use and specifically climate change policies are characterized by their multilevel and multisectoral nature during formulation and implementation (Mickwitz et al. 2009). In the Visp region, a policy network analysis (Ingold et al. 2010) revealed how local communities are currently trying to adapt to climate change using the example of disaster risk management. The results show that horizontal, i.e., across jurisdictional scales, and vertical, i.e., across sectoral policies, integrations favor local communities’ capacity to adapt to climate change. However, the quality of communication and participation drawing on social capital is equally important to create multilevel governance structures (Adger 2003). This finding is also supported by the transdisciplinary-based development of multiscale scenarios carried out by Brand et al. (2013) in this case study region. The results show that stakeholders’ site-based knowledge and values are very important elements for broadening the range of apprehended possibilities and developing strategies geared toward more desirable states in the future (Kok et al. 2007).

Nonlinear dynamics and thresholds

Species-specific biophysical thresholds underlie the mechanisms that will drive future changes in forest and grassland composition and structure. Nonlinear ecological responses to climate change are projected to result in EGS also exhibiting threshold responses (Rigling et al. 2012). The point in time when these thresholds will be reached depends mainly on the EGS and the location in the landscape (Briner et al. 2012). For example, the protective function forests provide against rock fall at lower altitudes changes only marginally between the years 2000 and 2050 in the simulations for Valais but decreases dramatically between 2060 and 2100 when drought years become more frequent. Such nonlinear changes along altitudinal gradients are also found with respect to agricultural EGS, albeit they are more susceptible and responsive to economic drivers.

Heterogeneity

In the dry, inner-alpine Valais region, the response of forest EGS to climate change was found to be heterogeneous in both space and time. The direction and rate of the response of forest EGS to climate change depend strongly on the specific service: how it is quantified and where it is located between the foothills and upper tree line (Elkin and Bugmann 2010). For example, when assessed at the landscape scale, most biodiversity metrics representing land-use heterogeneity, show a general increase between 2000 and 2100, whereas the protection forests provide against gravitational hazards decreases at lower elevations, but increases toward the tree line over the same period (Fig. 3).

Trade-offs

Five relevant interactions between EGS were identified in our analyses. First, less intensive land uses that support the maintenance of biodiversity were found to result in a short-term loss of income for local farmers. Second, where grazing prevents the expansion of forests that provide protection from natural hazards, there is a trade-off between agriculture and avalanche protection. Third, our results suggest that conserving biodiversity could be traded-off for carbon sequestration. Fourth, in contrast, a long-term synergy was found between an increase in the provision of protection from natural hazards, including avalanche protection, and carbon sequestration, also observed in the case study of Davos. Fifth, less intensive land use in mountain regions may reduce agricultural emissions, e.g., greenhouse gases, and simultaneously increase habitat quality (Briner et al. 2013).

Feedback and feedback loops

It was important to consider human and environmental thresholds jointly because our results implied that the combined effects could not have been derived as an average or sum of the isolated socioeconomic or ecological effects (Briner 2012). Simulations suggest that forest EGS will be influenced strongly by climate change. Changes in land use, such as the abandonment of high alpine pastures or management practices such as thinning out or forest grazing, although still alleviating the expected impact of future drought, will have a comparatively smaller impact (Fig. 4). In contrast, changes in agricultural EGS are found to result primarily from shifts in economic conditions that alter land use and land management. Climate change was also simulated to influence agricultural EGS directly, but its relative importance was low. These trends continue even though the potential for agricultural production increases because of more favorable climatic conditions at currently temperature-limited, higher elevations. Simulations project that an increase in grassland yields at these elevations would lead to reductions in cultivated land because of structural restrictions. Farmers who can feed an optimal number of animals with less land, and thus at less cost, will tend to abandon less suitable land.

Summary

The impact of climate change on forest development in dry regions, such as the inner-alpine Valais, is likely to be particularly strong, with marked long-term changes in tree composition and forest structure. Combined with land-use changes, the impact of climate change is projected to vary considerably depending on where EGS are evaluated within the landscape. The case study highlights the importance of combining different scales in the assessment of EGS provision in mountain regions (Verburg and Overmars 2009, van Delden et al. 2011).

TEMPERATURE-SENSITIVE, INNER-ALPINE REGION, DAVOS

Avalanche protection and recreation are the most important forest EGS in the Davos region. In contrast to avalanche protection, the value of recreation is higher in open forests than in closed forests. Thus, the consideration of trade-offs between protection, recreation, and other EGS in the management of these mountain forests is a key challenge in this region. Table 3 summarizes the research foci, methodologies, and publications pertaining to the Davos region case study.

Davos has experienced an increase in forest cover over the last 50 years. A time series of aerial photographs shows how canopy cover has increased especially between 1600-2000 m a.s.l., i.e., 100-500 m below the current tree line (Kulakowski et al. 2009). With further climate warming, we expect this trend to be even more pronounced, with the tree line slowly and spatially heterogeneously shifting upward, although some of the currently thick forests at lower elevations may well decrease in density, depending on forest management and natural disturbances (Grêt-Regamey et al. 2013). In the case of the spatially heterogeneous upward shift of the tree line, experiments at Stillberg, an experimental area near the upper tree line above Davos, have shown that tree survival and growth are limited by several partly interrelated factors. As in the case of interactions between land-use practices and vegetation dynamics in the Jura case study region, the relative importance of factors limiting tree survival and growth change according to the tree’s developmental stage. Early establishment of seedlings of a variety of tree species did not seem to be limited by current climatic conditions even beyond their actual upper distribution limit. In addition, environmental factors other than temperature, such as nitrogen availability, exert a strong influence on their biomass production and allocation (Zurbriggen et al. 2013). During the years 3 to 30 of their life, tree survival near the tree line is driven mainly by snow cover duration, although temperature is most important for growth (Barbeito et al. 2012). This suggests that small changes in the duration of snow cover and other environmental factors can have strong impacts on tree population dynamics, which in turn will affect EGS provision, foremost in avalanche protection.

In addition, we found that the responses of tree line trees to changes in environmental conditions are very species-specific, as also shown in the context of drought effects on trees in the Valais case study region. For example, experiments with CO2 enrichment and soil warming with 40 trees at Stillberg revealed a positive response to elevated CO2 for larch (Larix decidua), although mountain pine (Pinus mugo) showed no such response (Dawes et al. 2011). Soil warming, in contrast, did not affect growth or change the CO2 response in larch, although the ring widths and shoot lengths of pine were greater in warmed plots. For both species, warming led to C losses at the tree line, which exceeded the carbon accumulation estimated for the plants (Kammer et al. 2009, Hagedorn et al. 2010). In a warmer and CO2-enriched future, we can thus expect species-specific responses with potentially important impacts on forest cover and structure resulting in increased trade-offs in the provision of different EGS.

Avalanche protection is the most important EGS in about 50% of the forests in the study area (Grêt-Regamey et al. 2013). Therefore, additional forest expansion and increases in forest cover density may further augment EGS, in particular if newly established forest patches are situated on steep slopes above densely populated areas (Bebi et al. 2009, Kulakowski et al. 2011). A GIS-based Bayesian network analysis showed that, in the future, the total value of EGS of forested ecosystems may increase in a climate warming scenario (Grêt-Regamey et al. 2013), mainly because of a further rise in the value of the EGS protection against natural hazards. However, the increase in forest cover is accompanied by a further loss of areas with low-intensity agricultural land use. This may have a negative impact on other EGS such as recreation or biodiversity (MacDonald et al. 2000, Lundström et al. 2007, Walz et al. 2007).

Nonlinear dynamics and thresholds

Experiments at the upper tree line in Davos show that tree growth and survival tend to be variable in space, time, and over the tree developmental stages because of the shifting relevance of environmental factors during the first 30 years of tree growth and the impact of variations in the duration of snow cover (Barbeito et al. 2012). When the indirect effects of temperature increase on the duration of snow cover, disturbance regimes and, in particular, the positive feedback between avalanches and forest dynamics (Kulakowski et al. 2011, Teich et al. 2012a) are also taken into consideration, predicted forest cover and the corresponding EGS will change nonlinearly. For example, simulation results imply that forest pseudoequilibrium will switch from forested to sparsely forested if avalanche-induced mortality exceeds a threshold on avalanche-prone slopes (Teich et al. 2012a). This diminishes the protection value of the forest and results in less CO2 sequestration.

Heterogeneity

At a smaller spatial scale, microtopography is very important for tree establishment, tree growth, and biodiversity at the upper tree line (Smit et al. 2005, Scherrer et al. 2011, Barbeito et al. 2012). The spatial heterogeneity and interannual variability of snow cover is an important driver of EGS, such as providing protection against avalanches (Teich et al. 2012b). In the case of the latter, forest cover upslope influences avalanche runout downslope, thus increasing spatial dependencies and variability. Canton Grisons has established an early warning and crisis management system for natural hazards to monitor such changes, taking climatic changes explicitly into account.

Trade-offs

In the tourism-dominated region of Davos, local trade-offs and synergies were found between avalanche protection, carbon sequestration, habitats for Capercaillie (Tetrao urogallus), and wood production. Although trade-offs between avalanche protection and recreation are most relevant at the regional scale, a spatial analysis revealed that the consideration of other trade-offs was also a key for defining spatially explicit forest management strategy (Grêt-Regamey et al. 2013). Current management takes into account spatial variations in protection against natural hazards. However, the cost efficiency of such measures could potentially be improved if other EGS were considered, to create win-win situations with better hazard protection and the provision of various other EGS (Fig. 5).

Feedback and feedback loops

As in the other case study regions, feedback effects in general increased spatial heterogeneity and subsequently trade-offs in EGS. For Davos, we found that the feedback mechanisms between forest cover changes, and natural disturbances often varies at small spatial scales. For example, in avalanche release zones, even small increases in tree density can considerably improve the protective effectiveness of a forest against avalanches. Even increases in the density of small trees (< 15 cm DBH) in the starting zone have a significant effect on avalanche runout distances (Teich et al. 2012c).

Summary

In conclusion, experiments and models suggest that in temperature-limited, high-alpine ecosystems such as those in the region of Davos, changes in different EGS because of climate change will vary and not be easily predictable. The explicit simulation of the dynamics and mapping of EGS values to account for uncertainties will be a key to the development of spatially differentiated management strategies, and thus to the optimized allocation of resources to guarantee the provision of EGS (Grêt-Regamey et al. 2012a). In addition, the case study illustrates the need to explicitly address both supply and demand for EGS in mountain regions (Burkhard et al. 2012, Grêt-Regamey et al. 2012b).

POLICY ASSESSMENT IN THE PRESENCE OF THRESHOLDS, HETEROGENEITY, FEEDBACKS, AND TRADE-OFFS

Land-use policies that (could) steer adaptation to climate change in mountain regions span across all government levels of the Swiss federalist political system. Several coordinated activities across policy sectors have been adopted at the regional level to increase local adaptive capacities to address climatic and socioeconomic changes (Ingold et al. 2010).

In addition to such regional policies, forest and agricultural policy play a particularly crucial role because of the relatively large share of forested and agricultural land in mountain areas. These are traditional sectoral policies, mainly steered at the national level. Our analysis shows that these federal policies require less centralized and more flexible steering mechanisms to better respect the specific conditions of mountain regions (Hirschi et al. 2013; Hirschi and Widmer, unpublished manuscript). Recent reforms in these policy areas actually indicate developments in this direction. The federal parliament recently partially revised the federal forest law to make forest area policy more flexible from a regional point of view. In addition, direct payments for ecosystem services provided by the agricultural sector are to be expanded with the ongoing agricultural policy reform. However, studies from other policy areas show that a more cooperative and network-oriented approach could further enhance rural sustainability by strengthening the vertical cohesion between government levels (Hirschi 2010). This could guarantee the necessary flexibility to adapt to new ecological and socioeconomic developments that cannot be influenced directly by a region itself.

As our research results also imply, a successful implementation of such policy instruments and measures will depend heavily on the existing policy network (Hirschi et al. 2013). As with public policy making in general (Jones and Baumgartner 2005), land-use policy making is rooted in existing governance structures and therefore policy processes often exhibit strong path dependence (Duit and Galaz 2008). The human-environment systems interactions described above offer pathways toward a reconciliation between governance structures and the future provision of critical EGS in mountain regions.

Nonlinear dynamics and thresholds

After a long period of constant changes, users of natural resources may be confronted with rapid changes potentially including multiple ecological, economic, and social/cultural thresholds (Kinzig et al. 2006). Such thresholds are critical for the unfolding of negative impacts on ecosystems (Raudsepp-Hearne et al. 2010). Thus, flexible forms of policy steering and multilevel governance systems are required (Folke et al. 2005). Instead of prescribing untargeted management measures, programs with a performance mandate in combination with a global budget are more suitable to secure the provision of mountain EGS. Such flexible forms of policy steering must be coordinated between sectoral policies to provide a set of policy options guaranteeing sufficient room for maneuvering in the event of abrupt changes and thus supporting the adaptive capacity of the people managing natural resources in mountain regions.

Heterogeneity

Spatial heterogeneity has myriad impacts on EGS provision (Turner et al. 2012). The heterogeneous impacts in time and space in our analysis point to the need for policy measures adapted to local conditions because a generalization of the effects can be misleading (Hanley et al. 2012). A partial regionalization of policy instruments would counteract the fact that a policy of ‘everything everywhere,’ particularly in the agricultural sector, has led to a certain monoculture of use, while at the same time neglecting regional potentials in the Swiss Alps (Lehmann and Messerli 2007). In addition, potential regionalization would increase the flexibility of adaptation strategies necessary for resilient development (Agrawal and Perrin 2009). A regionalization of policy instruments would also lead to a redistribution of financial support and compensation schemes (Flury et al. 2005), which Reed et al. (2009) also identified as a central option in the maintenance of EGS in the UK uplands, or as discussed by Lebel and Daniel (2009) in the context of payments for ecosystem services in tropical upland watersheds. Such a site-specific allocation of financial resources is however not always possible under current sectoral and hierarchical policy mechanisms and may result in inefficient local solutions if regional or national boundary conditions are disregarded (Brondizio et al. 2009).

Trade-offs

Given potential trade-offs between ecosystem services, policy makers should consider the cumulative and synergistic, or antagonistic, effects of their decisions (Rodríguez et al. 2006). Project-oriented, integrative policy measures, in contrast to isolated, sector-specific measures, support the consideration of trade-offs in managing EGS provision in mountain regions. In addition, specific projects, such as regional park projects or meliorations, permit the inclusion of stakeholders in the formulation and implementation of policy and management options. Within such cross-sectoral and multilevel governance projects, the management options analyzed in our assessment could be implemented in accordance with the key abiotic driving forces and in consideration of the specific mindset of stakeholders in respective areas (Lebel et al. 2006). In this context, our stakeholder workshops in Valais revealed that cultural heritage, local identity, and specific land-use traditions were firmly anchored in the mindset of the people. Consequently, the development of traditions and values are important aspects when considering and anticipating future development trajectories (Brand et al. 2013). Thus, including stakeholders in the formulation and implementation of policy and management options could help people retain these traditions and support social resilience (Adger 2000, Wiek et al. 2012).

Feedback and feedback loops

A better understanding of the feedback between humans and ecosystems is essential for the management of EGS provision (Carpenter et al. 2009a). In our findings, positive feedback and feedback loops amplified the probability of thresholds, increased the heterogeneity of climate change impacts, and influenced trade-offs in EGS provision. There are no blueprint policies that would allow us to reconcile all these challenges (Ostrom 2009). However, spatial planning with an adequate consideration of multiple stakeholders is increasingly seen as a key coordination instrument in European mountain regions and elsewhere (de Groot et al. 2010). For example, Lebel and Daniel (2009) concluded from their review in tropical uplands that multistakeholder planning exercises may not eliminate the importance of interests or power relations, but do improve the quality of assessments of services and users. The stakeholder workshops in the Visp region case study showed that the people living in the region tended to consider spatial planning as the most “active” factor affecting their future (Brand et al. 2013). The heterogeneity in the future provision of EGS illustrated in our case studies implies that the creation of new categories, in addition to the existing zoning categories, representing the spatially explicit different levels of risk and vulnerability, would increase the effectiveness and efficiency of adaptation measures.

DISCUSSION

Without an understanding of the biophysical reality, any assessment of the impact of climate and land-use change on the provision of EGS is futile (Seppelt et al. 2011, Carpenter et al. 2009a). The analysis in Mountland illustrates the effects of a changing biophysical context on the growth of specific tree species, fodder production, or changes in soil carbon cycling in experimental settings simulating climate change. Common research questions (Huber et al. 2013b) and scenarios permit the experimental findings to be upscaled to relevant spatial levels, where the provision of EGS can be taken into account in management and/or (political) decision making (Müller et al. 2010). The linkage of socioeconomic and ecological models in Mountland allows a successful exploration of a range of scenarios designed to quantify the impacts and trade-offs of EGS provision in mountain regions under a joint set of assumptions. Scenario analyses are associated with uncertainties and surprises (Carpenter et al. 2009b). Model-based trajectories of future developments are uncertain by definition and thus should not be interpreted as predictions (Carpenter et al. 2006). However, the linkage of different models allowed an examination of the major issues identified in the different case study regions: (1) a quantification of the concomitant effects of climate and land-use changes in EGS provision, which was exemplified by the Jura case study; (2) a spatially explicit integration of data from different scales, which was most pressing in the Valais region case study; and (3) the identification of trade-offs in the provision of EGS, which was of specific importance in the Davos region case study. Furthermore, the presentation of maps, trade-off curves, and balance sheets to stakeholders allowed for the anchoring of our interdisciplinary research findings in a transdisciplinary dialogue. This represents an important step toward a harmonization in the supply and demand of EGS.

Linking to the literature on coupled human and natural systems and EGS (Liu et al. 2007b, Alberti et al. 2011, Scholz 2011), we found the following key characteristics of such systems to be central to our case study areas in European mountain regions: nonlinearities and thresholds; heterogeneity; and trade-offs, as well as feedback. We found relevant examples of these characteristics in all three case study regions. Our results suggest that an institutional framework focusing on three aspects is essential for maintaining and strengthening important EGS in mountain regions. First, integrative approaches, i.e., policy integration, to strengthen cross-sectoral coordination should be supported (Weber 2007). These approaches would allow for a more effective provision of mountain EGS in the presence of heterogeneity and thresholds. Second, network management and steering, i.e., network governance, to strengthen multilevel governance (Lebel et al. 2006, Kok and Veldkamp 2011) would permit an adequate integration of (local) stakeholders in policy formulation and implementation processes. Spatial planning instruments and methods addressing heterogeneity, trade-offs, and feedback provide important policy alternatives in this context (Reed et al. 2009). Third, the integration of stakeholders would permit a focus on capacity building (Folke et al. 2010). This is important to reduce vulnerability to changing climate conditions, socioeconomic developments, and related risks that we identified in Mountland.

Two major challenges make the implementation of such policy measures difficult. First, the strong path dependence that we identified in the current sectoral policies implies that major policy reforms in the agricultural sector are unlikely, unless there is substantial political pressure from other economically powerful sectors and/or broader national or international political developments (Sciarini 1994, Hirschi et al. 2013). Although (perceived) crises may represent windows of opportunity to navigate social-ecological transitions (Folke 2006, Olsson et al. 2008), this will often result in conflicts with the traditions and values of local stakeholders because high levels of collective action and learning often mean overriding institutional features such as path dependency (Duit and Galaz 2008). Consequently, governance systems may have to include both flexible and stable elements at the same time (Duit et al. 2010). Monitoring of policies and projects is important to reveal (dis-) advantages of different governance systems supporting the provision of EGS in mountain regions. Second, the spatial and temporal variability of climate change impacts and the uncertainty associated with climate change make the implementation of policy measures difficult because the long-term frame required exceeds by far the normal election and budgetary cycles of the political administrative system (Cash et al. 2006). Thus, the main challenge and scientific obligation are to provide policy makers with visions and scenarios of possible developments before these ecological effects become visible in the landscape.

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ACKNOWLEDGMENTS

This work was supported by the Competence Center Environment and Sustainability of the Swiss Federal Institute of Technology as part of the Mountland project. We are grateful to the members of the stakeholder advisory groups of the three study regions. Many thanks to Silvia Dingwall and Jennifer Bays for English corrections. This study is dedicated to the memory of our friend and admired scientist Matthias Dobbertin who tragically passed away before our joint research projects were completed.

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Address of Correspondent:
Robert Huber
Zürcherstrasse 111
Birmensdorf, ON
Switzerland
8903
robert.huber@wsl.ch
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