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Duncker, P. S., S. M. Barreiro, G. M. Hengeveld, T. Lind, W. L. Mason, S. Ambrozy, and H. Spiecker. 2012. Classification of forest management approaches: a new conceptual framework and its applicability to European forestry. Ecology and Society 17(4): 51.
http://dx.doi.org/10.5751/ES-05262-170451
Research, part of a special feature on Sustainability Impact Assessment of Forest Management Alternatives in Europe

Classification of Forest Management Approaches: A New Conceptual Framework and Its Applicability to European Forestry

1Institute for Forest Growth, Albert-Ludwigs-Universität Freiburg, 2Centro de Estudos Florestais, Instituto Superior de Agronomia, 3ALTERRA - Wageningen UR, Team Forest Ecosystems, 4Department of Forest Resource Management, SLU, 5Forest Research, Northern Research Station, 6Forest Research Institute

ABSTRACT

The choice between different forest management practices is a crucial step in short, medium, and long-term decision making in forestry and when setting up measures to support a regional or national forest policy. Some conditions such as biogeographically determined site factors, exposure to major disturbances, and societal demands are predetermined, whereas operational processes such as species selection, site preparation, planting, tending, or thinning can be altered by management. In principle, the concept of a forest management approach provides a framework for decision making, including a range of silvicultural operations that influence the development of a stand or group of trees over time. These operations vary among silvicultural systems and can be formulated as a set of basic principles. Consequently, forest management approaches are essentially defined by coherent sets of forest operation processes at a stand level.

Five ideal forest management approaches (FMAs) representing a gradient of management intensity are described using specific sets of basic principles that enable comparison across European forests. Each approach is illustrated by a regional European case study. The observed regional variations resulting from changing species composition, stand density, age structure, stand edges, and site conditions can be interpreted using the FMA framework.

Despite being arranged along an intensity gradient, the forest management approaches are not considered to be mutually exclusive, as the range of options allows for greater freedom in selecting potential silvicultural operations. As derived goods and services are clearly affected, the five forest management approaches have implications for sustainability. Thus, management objectives can influence the balance between the economic, ecological, and social dimensions of sustainability. The utility of this framework is further demonstrated through the different contributions to this special issue.
Key words: basic principles; forest management approaches; management intensity; operational processes; silvicultural systems

INTRODUCTION

Sustainable forest management (SFM) is a key concept that underpins modern forestry practice by recognizing the need to balance the social, ecological, and economic outputs from forests, as outlined in Europe in the principles agreed upon through the Ministerial Conference on the Protection of Forests in Europe (MCPFE 2003a). However, assessing the overall sustainability of different types of forestry practice is complicated because of variation both in the nature of the forest resource and in the impacts of different management measures in space and over time (Kimmins 1992). For example, European forests cover a wide range of climatic zones and forest types, ranging from the spruce–pine forests of boreal Scandinavia to the mixed oak and pine forests of Mediterranean Europe (European Environment Agency (EEA) 2006). In addition, there are extensive plantation forests of conifers in Atlantic Europe and broadleaved plantations in Hungary and other Central European countries. In each of these forest types, a range of silvicultural operations can be applied, from intensive systems based on clear felling and artificial regeneration to the fostering of irregular stand structures based on natural regeneration. Each coherent set of silvicultural operations applied to a given forest forms a silvicultural system that may be defined as “the process by which the crops constituting a forest are tended, removed, and replaced by new crops, resulting in the production of stands of distinctive form” (Matthews 1989).

Therefore, the informed choice of a silvicultural system is a crucial step in forest planning that can have major consequences for sustainability. The selection has to be made in a wider context, which can only be partially influenced by a forest manager. Some conditions are predetermined or are beyond the control of forest management, e.g., biogeographically determined site conditions, current tree species composition, climate, but also economic and market circumstances and the formal and informal demands made by society at large. Other conditions are under direct control of forest management through the application of silvicultural operations at the stand level, such as site preparation, tree species selection, planting, tending, thinning, and final harvest regime. The wide range of forest types, coupled with a variety of silvicultural systems, can make it difficult to carry out a comparative sustainability analysis of different methods of forest management at either a regional or a continental scale.

Various studies have tried to classify silvicultural systems, usually along one of two main axes: an economic axis, where systems are categorized according to production factor utilization and economic return (Speidel et al. 1969, Dummel 1970, Arano and Munn 2006), or an ecological axis, where the categories depend on the degree of modification of natural conditions (Pro Silva 1999, Seymour and Hunter 1999, Gamborg and Larsen 2003, MCPFE 2003c). Most classifications of this type have tended to adopt a three-category system, which contrasts non-intervention reserves with intensively managed plantations and with a more extensive form of management that may seek to emulate natural disturbances or to practice close-to-nature forestry (Montigny and MacLean 2006, Gamborg and Larsen 2003). One problem with this structure is that it ignores the variety of silvicultural systems that can be used in the management of plantations; this can have consequential impact on biodiversity and other criteria of sustainability (Carnus et al. 2006). Current attempts to assess the sustainability of forest management practices in Europe, whether as part of a set of land uses (Helming et al. 2008) or as the first part of a forestry wood chain (Paivinen et al. 2010), require a standard classification that can be linked to criteria and indicators of sustainability at a local or national level, yet that is sufficiently flexible to be capable of application across a wide range of forest types.

In this paper, we present a new framework for classifying silvicultural systems and practices in relation to management intensity. Unlike existing classifications, which are generally centered on two dimensions of sustainability, this framework is designed to be used with criteria and indicators reflecting the full range of economic, ecological, and social components of sustainability. Irrespective of the particular aims of forest management, the actions taken (including a decision to take no action) will have consequences for forest ecosystem status and processes. Such actions will affect, to some degree, the goods and services derived from forests. Thus, the provision of goods and ecosystem services can be considered to be both a consequence as well as a driver of forest management. As such, our framework can serve as the foundation of any analysis wishing to explore the effect of changing policies and silvicultural operations upon criteria and indicators of sustainability, and upon the provision of ecosystem services.

A suite of forest management approaches (FMAs) is proposed, defined by the silvicultural operations practiced and the intensity of human manipulation of the processes of natural forest development. The FMAs are characterized by a coherent set of objectives and supporting practices, which results in a framework that should enable transnational, cross-regional, and within-region comparisons of different silvicultural systems. This framework includes the detail of local technological, economic, and ecological situations, while still being insightful for policy at the regional and cross-regional levels. We illustrate the potential utility of this framework of FMAs by applying it to five European regions with different tree species and varying silvicultural regimes.

BASIC DECISIONS AND PRINCIPLES IN FOREST MANAGEMENT

The implementation of a silvicultural system involves a number of decisions on the type of operations to employ at the various phases of the development of a stand or group of trees. These operations can affect one or more key stand variables, such as tree species composition, stand density and age structure, stand edges, or site conditions, which in turn influence the provision of a range of ecosystem services. Furthermore, within any given FMA, a particular criterion of sustainability (e.g., aspects of biodiversity, public preference for forest landscapes) may vary with different stages of tree growth. Therefore, we have classified the development of a stand or group of trees into four “phases of development” according to their height and diameter: Regeneration (I), Young (II), Medium (III), and Adult (IV). The phases are not mutually exclusive in space or over time because, under certain conditions, they may occur together in the same stand, e.g., in the complex stand structures characteristic of “close-to-nature” forestry. However, defining these phases is a means of arranging silvicultural operations and decisions along management cycles (Table 1). The value of being able to combine FMAs with their constituent phases is shown by Edwards et al. (2012) and Jactel et al. (2012).

The first phase refers to the period from the start of establishing young trees naturally or artificially until the stand has reached 2 to 3 m in height (Helms 1998). The second phase lasts until trees have reached pole size, i.e., 7 cm diameter at breast height (DBH). The third phase covers the period from trees having a DBH equal to 7 cm until the age/size when they have attained most of their potential height growth. The fourth phase is reached when height growth has largely ceased although diameter growth may continue; this phase includes the onset of senescence and eventual tree death. Although the phases are defined by tree size/health, they differ slightly from development stages sensu Oliver and Larson (1996). Whereas “Regeneration” corresponds to the “stand initiation” stage, their “stem exclusion” stage is split here into “Young” and “Medium” phases, which are typically characterized by precommercial or thinning operations, respectively. Although the beginning of the “adult” phase and their “understorey re-initiation” stage are quite similar, no separate “old-growth” stage is distinguished in our classification.

Table 1 summarizes the 12 critical decisions chosen for defining FMAs, the phases of stand or tree group development to which they predominantly refer, and the key variables they affect, as well as some associated silvicultural operations. This summary partly reflects criteria previously developed and discussed by Winkel et al. (2005). Having identified these essential decisions to be considered in the framework, clear differences have to be defined for each decision, which will allow one to distinguish among FMAs. We call these limits the “basic principles” of a FMA, which reflect the objective of the particular FMA and which identify the set of silvicultural operations appropriate for each decision.

FOREST MANAGEMENT APPROACHES

Using these 12 decisions and their associated basic principles, we are able to describe five FMAs arranged along a gradient of intensity of resource manipulation (from “passive” to “intensive”). The intensity of manipulation associated with a particular FMA results from the deliberate alteration of key stand variables through the use of production factors. Therefore, the degree of naturalness of forest ecosystems is indicative of the intensity of human intervention. Different levels of intensity can be characterized not only by changing stand structures but also by different species communities and, thus, influence the biological diversity of an area (MCPFE 2003b). Table 2 shows how the decisions and their basic principles relate to the five FMAs proposed, arranged along a scale of intensity of intervention. We also show how the different FMAs relate to traditional silvicultural systems used in European forests (e.g., Matthews 1989). In the following sections, the management objectives and basic principles of the five FMAs listed in Table 2 are described.

Passive—Unmanaged Forest Nature Reserve

Management objective

: An unmanaged forest nature reserve is an area where natural processes and natural disturbance regimes can develop without management intervention and where ecological and societal goals are given primacy. The aim is to maintain ecologically valuable habitats and their dependent biodiversity, while also providing a reference for the development of close-to-nature silviculture (see below). Depending on the dominating stand or tree group development phase within this FMA, the area may be more or less valuable for these objectives. Furthermore, as an important landscape feature, the reserve may serve as a backdrop to forest recreation, and may be used for basic and applied research (Parviainen et al. 2000). These areas may be protected by an ordinance or forest act (International Union of Forest Research Organizations (IUFRO) 2007).

Basic principles

: No operations are allowed in a forest reserve that might change the nature of the area. Stands have a history of development without direct management or exploitation, resulting in various qualities of naturalness (Sprugel 1991, Peterken 1996). Permissible operations (with limitations) can be the building of a trail so that people can visit these places of high ecological value. Other treatments may be allowed if the future of the area is compromised by external factors such as heavy browsing by deer or other animals. Such control measures must be limited, and their only purpose is to protect the reserve from destruction because, in Europe, these habitats are often very limited in size and, therefore, do not have the resilience against major disturbances that a larger area would have. A further reason for taking control measures would be to prevent major threats to adjacent stands managed under one of the four other approaches (Michalski et al. 2004, Popiel and Karczewski 2006).

Low—Close-to-Nature Forestry

Management objective

: Close to nature is a “classification of stands or forest according to how closely they resemble nature. This classification is based on the impact of man, for which naturalness is defined as the extent to which man’s impact is absent or hidden” (IUFRO 2007). The objective of close-to-nature forestry is to manage a stand with the emulation of natural processes as a guiding principle. Economic outturn is important but must occur within the frame of this principle. Any management intervention in the forest has to enhance or conserve the ecological functions of the forest. Timber can be harvested and extracted during these activities, but some standing and fallen dead wood has to remain in the forest, which may reduce productivity (Food and Agriculture Organization (FAO) 2007).

Basic principles

: Only native or site-adapted tree species are chosen. The preferred method of regeneration is natural regeneration. Planting can be used to re-introduce native species into a devastated forest, but genetically improved planting material cannot be used. Species mixtures follow the typical composition for the stand type. Guidance on natural processes to be emulated and the patterns produced by various disturbance mechanisms is often based on findings from areas treated as “unmanaged forest nature reserves” (e.g., Brang 2005). Soil cultivation or fertilization can only be done to restore the “naturalness” of the forest, if for example the sites have been so intensively managed in the past that these treatments are necessary to initiate any potential natural vegetation. Chemical pest control can only be applied during major events that spread from the surrounding stands. Small outbreaks should not be treated so that natural control processes are promoted. Concepts such as rotation length are of limited value, and the decision regarding which tree(s) to harvest is often based on target diameters and stem quality rather than age. Biological legacies and natural biotopes should be promoted inside the stands. The final harvesting system should simulate the natural disturbance mechanisms, and therefore, clearcuts are not allowed unless stand-replacing natural disturbances are characteristic of this forest type. Extraction of biomass is limited to removal of the stems. Machine operations should be limited to a minimum, with an emphasis on the protection of the natural structures during the activities. The use of appropriate machines, which suit the structure and features of the forest (ProSilva 1999), is restricted to a strip road system (with an extensive rack system).

Medium—Combined Objective Forestry

Management objective

: This FMA is an approach that assumes that various management objectives can be combined in a manner that satisfies diverse needs better than through zoning, where individual objectives are maximized in separate areas. Generally, economic and ecological concerns play a major role in this FMA. Aside from timber production, additional objectives can include: habitat, water, and soil protection; mushroom production; game management and nature protection; avalanche and fire prevention; and recreation. Due to the great variability within combined objective forestry, it is often easier to define the limits of a combined objective forestry approach than the strategy itself. This allows for optimal adaptation to the local situation.

Basic principles

: Native or introduced tree species suitable for the site can be chosen. The preferred method of regeneration is natural regeneration, but planting or seeding is acceptable to introduce native or desired species that would not otherwise occur. Products of tree breeding can be planted, but genetically modified planting material cannot be used. Tree species mixtures are typical for the forest type. Site cultivation and/or fertilization can be carried out to enhance the development of the forest, provided that these treatments are necessary to restore vegetation cover. Chemical pest control can be used in major outbreaks, which are either introduced from the surrounding stands or place the latter at risk. Minor outbreaks should not be treated with pesticides, and natural measures are preferred for pest control as well as to increase resilience (for example, greater use of mixed species stands). The rotation length is often longer than the age of maximum mean annual volume increment (MMAI) provided that financial criteria do not dictate otherwise. Biological legacies and natural habitats should be promoted inside the stands. The final harvesting system should be compatible with the chosen regeneration method. The intensity of harvesting is generally limited to solid wood volume, i.e., stems and branches with a diameter larger than 7 cm. Vehicle movement is restricted to a strip road system (with an intensive rack system), so that machine operations protect the residual stand and soil.

High—Intensive Even-Aged Forestry

Management objective

: The intensive even-aged classification is characterized by stand or forest types in which no or relatively small age differences occur among individual trees (IUFRO 2007). The age differences are usually less than 20% of rotation length. Typical stands consist of even-aged monocultures (sometimes with a small percentage of admixed species). The main objective of intensive even-aged forestry is to produce timber. If ecological aims can be achieved without much loss of revenue, they are normally incorporated. In many European countries, national guidelines outline the best practices for ensuring that operations in this approach are compatible with sustainability and environmental protection.

Basic principles

: Any non-invasive tree species suitable for the site can be chosen. Planting, coppice, seeding, and natural regeneration are all possible regeneration methods. Economic factors are used to decide among the alternative methods. Planting/seeding material can be genetically improved, but not genetically modified. Typically, monocultures with small percentages of mixed-species stands (admixed species preferably also produce merchantable timber) are used to implement this strategy. Admixed species are generally only used if some parts of the stand fail, and/or if no economic loss is associated with their use. Site preparation is often used to enhance establishment success, and remedial fertilization is used to increase growth rates. Chemical control of pests and weeds is kept to the minimum necessary. The rotation length depends mainly on the economic return and is normally similar to or shorter than the age of MMAI. Biological legacies can be incorporated to improve the ecological values of the stand, as long as the economic return is not substantially reduced. Biomass extraction is commonly limited to solid wood volume but might include whole-tree extraction, e.g., for bioenergy. Machine operations are not limited, as long as they do not harm the environment. The final harvest system is preferably clearcut or a combination of shelterwood and clearcut if natural regeneration is preferred to reduce the costs of establishment.

Intensive—Short-Rotation Forestry

Management objective

: The main objective of short-rotation forestry is to produce the highest amount of merchantable timber or wood biomass. Economic objectives are given priority, and ecological concerns play a minor role in this approach.

Basic principles

: The tree species selection depends mainly on the economic return. The planting material can be genetically improved and/or genetically modified. No natural colonization by other tree species is permitted if it reduces the growth of the chosen tree species. Sites are mechanically cultivated and can also be drained or irrigated if needed. Fertilization and liming are applied to the stands to enhance growth. Chemicals are used to treat pests and diseases and also for weed control. The rotation length only depends on the economic return, is often 20 years or less, and no biological legacies are included. No other habitats are maintained within the stand. The intensity of machine operations is at a maximum compared with the other approaches and is only limited by national environmental laws. The final harvesting system is a clearcut combined with removal of all woody residues if there is a suitable market for them.

USING FOREST MANAGEMENT APPROACHES TO CLASSIFY FOREST MANAGEMENT IN DIFFERENT EUROPEAN REGIONS

To illustrate the potential utility of the framework proposed in Table 2, current forest management practices from five forest types in different European case studies (see Appendix 1) were described and classified. These practices were taken from the best-practice guidelines for the relevant country or region. The classification process was based on evaluating each decision in the forest management cycle for each forest type according to the basic principles for the FMA. This provided a rating for the 12 basic decisions, and gave a quick overview of the intensity of the silvicultural practices described in each case study (Fig. 1).

The Białowieża National Park reserve in Poland exemplifies the Unmanaged Forest Nature Reserve FMA for which the main objective is to allow natural processes and natural disturbance regimes to develop without human intervention (Appendix 1.a). The next FMA along the intensity scale, Close to Nature, is represented by the European beech (Fagus sp.) management practiced in Baden-Württemberg, Germany (Appendix 1.b), where the emphasis is on use of native species, natural regeneration, limited site disturbance, and no chemical inputs, all characteristic of this FMA. However, the intensity of timber removal in this approach is more characteristic of “combined objective forestry,” which is here exemplified by the management of mixtures dominated by Norway spruce (Picea abies (L.) Karst.) forests in Sweden (Appendix 1.c) . In the latter case, site preparation, machine operation, and final harvest are more intensive than would be expected, whereas fertilization is less intensive. In Scotland, the management of Sitka spruce (Picea sitchensis (Bong.) Carr.) forests is generally representative of intensive even-aged forestry, but there are components, such as the acceptance of successional elements and the provision for nature protection, that are indicative of less intensive FMAs (Appendix 1.d). Finally, eucalyptus (Eucalyptus sp.) stands in Portugal grown in short rotations under coppice regimes represent one of the most intensive levels of management found in European forests (Appendix 1.e).

DISCUSSION

In this paper, a framework is presented that classifies forest management according to the degree of interference with natural processes resulting from the silvicultural systems employed. Based on this framework, five forest management approaches (FMAs) have been defined along a gradient of management intensity. Our framework defines forest management intensity as the manipulation of natural processes (i.e., along an ecological axis) but at the same time includes cost and yield objectives in the classification scheme (i.e., along an economic axis). This allows grading and comparison of various types of forest management with different objectives both between and within regions. The gradient of management intensity covered by our framework is illustrated through the application to five case studies (Fig. 1).

The intensity of forest management is often described using either economic or ecological considerations. In managerial economics, intensity addresses the extent to which the production factors, such as soil, labor, energy, and capital, are used (Martin 1991). The intensity is set in relation to the management objectives to define the optimal input of production factors. On this basis, classes in forest management intensity were defined in relation to net-return criteria (Speidel et al. 1969), and production costs have been used as a measure to evaluate management intensity (Arano and Munn 2006). These proposals imply that management intensity primarily reflects the productive function of forests, whereas other non-market goods and services only justify maintenance of management costs not covered by wood sales (Kroth et al. 1969). This has provoked discussion whether the approach is acceptable for long-term forest planning (Möhring 1969, Speidel 1969, Dummel 1970). Furthermore, because production costs are the product of a production factor price and the utilized factor quantity, they are of limited use if intensity is to be defined in a wider operational dimension (Sagl 1990). Forest management implies purposeful manipulation of stand and site, which can result in a changed ecosystem. The more natural conditions are controlled and modified through operational processes, the more intensive a management approach might be considered. Various factors, such as controllability, the amount of usage (i.e., extracted volume of biomass), and the degree of modification of natural conditions required to achieve management objectives, differentiate approaches in forestry (Seymour and Hunter 1999, Pro Silva 1999, Gamborg and Larsen 2003) or serve to group forested areas (MCPFE 2003c). Where the classifications along the economic axis focus on the productive function, the classifications along the ecological axis tend to focus on the protective functions of forests and are usually policy driven. Our framework combines both considerations through the formulation of critical decisions (Table 1) and basic principles (Table 2) and thus allows grading and comparison of various types of forest management with different objectives, as illustrated with five case studies.

The selected case studies (Fig. 1) describe management based on the manipulation intensity associated with each basic principle. As a result, a silvicultural system is classified under a particular FMA depending on how the basic principles are distributed across the gradient of management intensity. Moreover, the distribution of basic principles across the intensity gradient shows the separation between FMAs and also indicates the possibility of conversion between FMAs. If management objectives for a forest change, then the balance of the various decisions and elements (Table 1) used to determine which FMA is prevalent in a given forest may also be affected. Therefore, over time, the classification of a forest may change from one FMA to another, for example, if Norway spruce forests managed under FMA 4 are converted to close-to-nature forestry due to ecological considerations (e.g., Kulhavý et al. 2004). In such cases, a transition period should be defined, and the length of time required for this transition will vary with forest type and region. The duration of this period is likely to be longer when moving between FMAs that are far apart on the intensity scale (Table 2) than for those that are close together. For example, even under favorable conditions, conversion of an existing forest to close-to-nature forestry requires decades (Spiecker et al. 2004). Less flexible situations (e.g., forests in areas with a high risk of fire or wind damage) often limit the conversion of older stands, and more natural stand structures cannot be developed before the regeneration phase of the next generation of stands. It is generally quicker to implement a move to a more intensive FMA than the reverse because aspects such as the establishment of young trees are faster when achieved through cultivation and planting than through natural regeneration.

The identification of five different FMAs offers greater flexibility in evaluating the impacts of forest management on sustainability indicators than is the case when using the Triad zonation approach (Seymour and Hunter 1999) whereby forests are separated into protected areas (equivalent to our FMA 1), multifunctional areas under ecosystem management (FMAs 2 and 3), and intensive plantations (FMAs 4 and 5) (see Table 3). The value of this framework is underlined by comparing the forestry principles proposed by the European federation of foresters (Pro Silva), which advocates forest management on natural processes (Pro Silva 1999) against our decision criteria. Their preference for “responsible forest management following natural processes” would be graded as a “low” intervention forest management approach according to our framework, although some operations of “medium” intensity occur.

It is also possible to relate our FMAs to other forest classification systems developed by European conservation and environment agencies. For instance, the FMAs can be compared to the five classes of protected and protective forest and other wooded land in Europe (MCPFE 2003c) (see Table 3). MCPFE Class 1 covers areas with “Biodiversity” being the main management objective and has three subclasses according to the restrictions on intervention. The first two subclasses 1.1 and 1.2 with no active and minimum intervention match our passive “unmanaged forest nature reserve” FMA. MCPFE subclass 1.3 with active interventions to achieve specific conservation goals only excluding silvicultural measures detrimental to the management objective might be assigned to our low intensity “close-to-nature” approach. For a proper assignment of MCPFE-Class 2 “Protection of Landscapes and Specific Natural Elements” and Class 3 “Protective Functions” to FMAs, the specific conservation goal of the protected area needs to be known. However, judging by the definitions, MCPFE Class 2 still relates to our “close-to-nature” approach and the “combined objective” FMA might well maintain the protective functions characteristic of MCPFE Class 3 through a combination of protection and timber production in a holistic, integrative concept (Parviainen and Frank 2003). Although not coping with the detail of subclasses in the MCPFE system, our FMAs are compatible with the major MCPFE Classes and have the advantage of going beyond that classification system to include production forestry.

Because FMAs are defined by their objective and basic principles, there is some flexibility to allow adaptation to local situations within one FMA. As FMAs are arranged along an ordinal scale, they allow reasonable categorization of forest management intensity but do not provide a measure for absolutely quantifying the magnitude of interference with natural processes nor the effects on ecological services. Inevitably, there is some overlap between FMAs, as an examination of the framework used to evaluate the case studies in Fig. 1 has shown. If, in a hypothetical example, the allocation of decision criteria appears to be evenly split between one FMA and another, then we suggest that a more detailed examination of the subsidiary elements listed in Table 1 will allow allocation to the most appropriate FMA. Nevertheless, with the current state of forest resource and ecology modeling, this flexible framework can enable comparison of different forest management approaches at a single stand or landscape level or of the same FMA in different forest types or regions, and with evaluation of potential effects over time. Not only can this comparison involve economic production, but can also consider ecological criteria such as biodiversity, water quality, and carbon stocks (Duncker et al. 2012), the recreational use of the forest (Edwards et al. 2012), or the risks from hazards such as biological pests, fire, or windthrow (Jactel et al. 2012). Furthermore, this methodology can provide a uniform framework for quantifying forest management in Europe-wide forest resource models (Hengeveld et al. 2012). By combining the use of one management objective and one set of basic principles within one FMA with the flexibility of applying silvicultural operations that are specific to local circumstances and traditions, the framework of FMAs proposed in this paper is expected to provide a useful tool for facilitating communication between forestry policy and practice. For instance, Mason et al. (2009) have used this methodology to explore the implications of current forest policy in the United Kingdom upon future carbon sequestration and carbon stocks in British forests. Pizzirani et al. (2010) employed the framework to explore the effect of four different scenarios upon the management of Scots pine (Pinus sylvestris L.) forests in northern Scotland and the consequent effects upon a range of sustainability indicators.

CONCLUSION

Forest management approaches can be characterized based on an objective and a set of basic principles reflecting decisions on operations that occur at various stages during the development of a stand. The FMAs form a gradient that reflects the intensity of manipulation of natural processes and structures, so that the methodology can be applied flexibly to classify a range of regional examples, as shown here for diverse European forest management approaches. The five FMAs defined in this paper provide an extension of the MCPFE forest classes by including more intensive forest management strategies. They can be applied for evaluating existing forest management strategies, for comparing the effects of different silvicultural options on stand or landscape levels, or facilitating communication between forestry policy and practice.

The case studies selected illustrate the value of the FMA framework when it comes to discriminating between contrasting silvicultural systems. Nevertheless, to demonstrate the wider applicability of this method, further tests of the FMA classification should be carried out. The wider relevance of this classification will only be confirmed after being traced in a wider range of European countries and silvicultural systems, as well as being used for within-region comparisons.

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ACKNOWLEDGMENTS

We are grateful for all colleagues in the EFORWOOD working group on Forest Resources Management for their contributions to the discussions that led to the development of the FMA framework. We would like to thank two anonymous reviewers for their helpful and insightful comments, which have done much to improve the final manuscript. This research was funded by the European Commission through the EFORWOOD project (contract nr FP6-518128-2). The financial support of the European Commission is gratefully acknowledged. Additionally, GH received funding through the strategic research program "Sustainable spatial development of ecosystems, landscapes, seas and regions," which is funded by the Dutch Ministry of Agriculture, Nature Conservation and Food Quality, and carried out by Wageningen University Research Centre.

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Address of Correspondent:
Philipp S. Duncker
Tennenbacherstraße 4
Freiburg
Germany
D-79106
Philipp.Duncker@forst.bwl.de
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Table1  | Table2  | Table3  | Figure1  | Appendix1