Table 3. Timeline of ecological and political change in the Upper Baiwu watershed, 1920–2008. Historical dates are aligned with phases in the adaptive cycle.
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| Cycle and phase |
Norm-setters |
Scale of norm-setting |
Goals |
Enforcement mechanisms |
Major events |
Adherence to principles† |
|
| I: r, 1920–1956 |
Community |
Local |
Sustainable resource use |
Ritual, formal mediators, community sanctions |
Nuosu move to lowlands; slow expansion |
Supported |
| I–II: Ω–α, 1957–1961 |
Communist Party |
National |
Maximum resource extraction; transformation |
Propaganda, class struggle |
Great leap forward; village nucleation; large-scale cutting |
Violated |
| II: r–K, 1961–1983 |
Communist Party |
National |
Maximum resource extraction; development |
Propaganda, class struggle |
Collective agriculture; large-scale cutting |
Violated |
| II: K–K, 1983–2008 |
Communist Party, technocrats |
National and local |
Development; preservation |
Policing |
Economic development; conservation programs |
Violated |
| III: Ω–α, (possible future) |
Communist Party, contractors, possibly community |
National and local |
Preservation; profit |
Policing |
Privatization of forests; classification of forests |
Unknown |
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†Adherence to Ostrom’s (1990) design principles reflects a qualitative assessment of support or violation of each of the eight principles (see Table 2).
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