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CRITERIA |
INDICATORS |
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A. Actor networks |
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1. Cross-sectoral co-operation |
- Sectoral governments actively involve other
government sectors
- Cooperation structures include government
bodies from different sectors; many contacts generally
- Conflicts are dealt with constructively,
resulting in inclusive agreements to which the parties are
committed
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2. Cooperation between administrative levels |
- Lower-level governments are involved in
decision making by higher-level governments
- Cooperation structures include government
bodies from different hierarchical levels; many contacts generally
- Conflicts are dealt with constructively,
resulting in inclusive agreements to which the parties are
committed
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3. Cooperation across administrative boundaries |
- Downstream governments are involved in
decision making by upstream governments
- International/ transboundary cooperation
structures exist (e.g., river basin commissions); many contacts generally
- Conflicts are dealt with constructively,
resulting in inclusive agreements to which the parties are
committed
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4. Broad stakeholder participation |
- Legal provisions concerning access to
information, participation in decision making (e.g., consultation requirements)
and access to courts
- Cooperation structures include
non-governmental stakeholders
- Non-governmental stakeholders actually
contribute to agenda setting, analyzing problems, developing solutions, and
taking decisions (“co-production”)
- Non-governmental stakeholders undertake parts
of river basin management themselves, e.g., through water users’
associations
- Governments take stakeholder input
seriously
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B. Legal framework |
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5. Appropriate legal framework |
- A complete and clear legal framework for water
management exists (with sufficient detail)
- Policies have to be reviewed and changed
periodically
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6. Adaptable legislation |
- Laws and regulations can easily be changed
- Water (use) rights can easily be changed / are
not permanent
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C. Policy |
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7. Long time horizon |
- Solutions for short-term problems do not cause
more problems in the (far) future (20 years or more)
- Preparations are already being made for the
(far) future (20 years or more)
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8. Flexible measures, keeping options open |
- Measures taken now or proposed for the near
future do not limit the range of possible measures that can be taken in the far
future and are preferably reversible
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9. Experimentation |
- Small-scale policy experiments take place / are
financially supported
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10. Full consideration of possible measures |
- Several alternatives and scenarios are
discussed
- Alternatives include small- and large-scale and
structural and non-structural measures
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11. Actual implementation of policies |
- Plans and policies are actually
implemented
- Policies are not dogmatically stuck to when
there are good reasons not to implement them, e.g., new and unforeseen
circumstances and new insights
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D. Information management |
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12. Joint or participative information production |
- Different government bodies are involved in
setting the terms of reference and supervising the search, or are at least consulted
(interviews, surveys etc.)
- The same for non-governmental
stakeholders
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13. Interdisciplinarity |
- Different disciplines are involved in defining
and executing the research: in addition to technical and engineering sciences,
also, e.g., ecology and the social sciences
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14. Elicitation of mental models / critical self-reflection about
assumptions |
- Researchers allow their research to be
challenged by stakeholders and present their own assumptions in as far as they
are aware of them
- Research results are not presented in an
authoritative way, but in a facilitative way, to stimulate reflection by stakeholders about what is possible and what it is they want
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15. Explicit consideration of uncertainty |
- Uncertainties are not glossed over, but
communicated (in final reports, orally)
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16. Broad communication |
- Governments exchange information and data with
other governments
- Governments actively disseminate information
and data to the public: on the internet, and also by producing leaflets, through
the media, etc.
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17. Use of information |
- New information is used in public debates (and
is not distorted)
- New information influences
policy
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As to the issues for which information should be produced, communicated,
and used, see under C. |
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E. Financing |
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18. Appropriate financing system |
- Sufficient (public and private) resources are
available
- Costs are recovered from the
users by public and private financial instruments (charges,
prices, insurance, etc.)
- Decision making and financing under the same control
- Authorities can take loans and depreciate
their assets to facilitate efficient use of resources and replacement of
assets
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